Form D · Venture Capital Fund

AEI Fisker Investments I, LLC

Chicago, IL · CIK 0001472050

Offering snapshot reported Dec 21, 2009 · SEC filing

Reported sold
$6.58M
Indefinite offering
Investors reported
100
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Sep 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.29M$6.58MSep 29, 2009: $962,680.00Sep 29, 2009Oct 9, 2009: $2,366,360.00Oct 16, 2009: $3,062,880.00Oct 16, 2009Oct 26, 2009: $4,954,310.00Nov 5, 2009: $5,628,050.00Nov 5, 2009Dec 21, 2009: $6,584,110.00Dec 21, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,628,050 → $6,584,110
  • Reported investors88 → 100

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 21, 2009Amendment$6,584,110$956,060vs Nov 5, 2009100SEC filing
Nov 5, 2009Amendment$5,628,050$673,740vs Oct 26, 200988SEC filing
Oct 26, 2009Amendment$4,954,310$1,891,430vs Oct 16, 200971SEC filing
Oct 16, 2009Amendment$3,062,880$696,520vs Oct 9, 200946SEC filing
Oct 9, 2009Amendment$2,366,360$1,403,680vs Sep 29, 200934SEC filing
Sep 29, 2009Initial$962,680No comparison13SEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$342K (estimated)
Finders' fees
$0
Form D file number
021-134802

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Brad Creger2415028First Allied Securities Inc. · CRD 32444
Gilbert Fries725342First Allied Securities Inc. · CRD 32444
Sandino Napolis4048454Advanced Equities Inc. · CRD 35545
Gordon Fallone1767760Advanced Equities Inc. · CRD 35545
Peter Fogarty1889799Advanced Equities Inc. · CRD 35545
Brad Seyffer2498070Advanced Equities Inc. · CRD 35545
Andrew Scheirer4256666First Allied Securities Inc. · CRD 32444
Raymond Kim4443798Advanced Equities Inc. · CRD 35545
William Pederson2586686Advanced Equities Inc. · CRD 35545
Christopher Capra2691295Advanced Equities Inc. · CRD 35545
James Depke2804126Advanced Equities Inc. · CRD 35545
Myles Luster5614231First Allied Securities Inc. · CRD 32444
Eric Richardson3182616Advanced Equities Inc. · CRD 35545
Geoff Carfagnini2771125Advanced Equities Inc. · CRD 35545
Curtis Robinson1765195Advanced Equities Inc. · CRD 35545
Gary Saccaro1806863Advanced Equities Inc. · CRD 35545
Kevin Barrett5241590Advanced Equities Inc. · CRD 35545
Bijal Modi5155401Advanced Equities Inc. · CRD 35545
Rick Post5469061Advanced Equities Inc. · CRD 35545
Peter Han4704497First Allied Securities · CRD 32444
Timothy Touloukian2803832Advanced Equities Inc. · CRD 35545
Joseph Cordi1397664Advanced Equities Inc. · CRD 35545
Jeffrey Forehand1618003First Allied Securities Inc. · CRD 32444
Stephen Ching5531001First Allied Securities Inc. · CRD 32444
Cindy Couyoumjian1456630First Allied Securities Inc. · CRD 32444
Christine Tang4774839First Allied Securities Inc. · CRD 32444
Doyal Brown32193First Allied Securities Inc. · CRD 32444
Edward Cicchillo4208501First Allied Securities Inc. · CRD 32444
James Duncan1781313Advanced Equities Inc. · CRD 35545
Charles Mycoff5009562Advanced Equities Inc. · CRD 35545
James Kozak2237880Advanced Equities Inc. · CRD 35545
John Ferrick2568789Advanced Equities Inc. · CRD 35545
Peter McDonnell1374657Advanced Equities Inc. · CRD 35545
Robert Jones1871026Advanced Equities Inc. · CRD 35545
Victoria Powell4805256First Allied Securities Inc. · CRD 32444
Jared Carmel4796201Advanced Equities Inc. · CRD 35545
Hugh Halsey4516923First Allied Securities Inc. · CRD 32444
Timothy Rice2417854First Allied Securities Inc. · CRD 32444
John Van Clief2030796Advanced Equities Inc. · CRD 35545
Kevin Graetz1935982Advanced Equities Inc. · CRD 35545
Joe Hede2389098Advanced Equities Inc. · CRD 35545
Kevin Johnson4448438Advanced Equities Inc. · CRD 35545
Shannon Sagawe2416981Advanced Equities Inc. · CRD 35545
Travis Okamoto5217022Advanced Equities Inc. · CRD 35545

Source: Form D, filed Dec 21, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Aei Fisker Management Corp. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 S Wacker Dr Suite 6150
Chicago, IL, 60606