Form D · Venture Capital Fund

AEI Fisker Investments II, LLC

Chicago, IL · CIK 0001472051

Offering snapshot reported Mar 16, 2010 · SEC filing

Reported sold
$27.3M
Indefinite offering
Investors reported
348
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Sep 4, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$13.7M$27.3MSep 29, 2009: $1,898,724.00Sep 29, 2009Oct 9, 2009: $3,433,185.00Oct 22, 2009: $5,662,865.00Nov 16, 2009: $7,631,104.00Dec 21, 2009: $10,325,315.00Jan 14, 2010: $15,067,378.00Feb 19, 2010: $17,801,603.00Mar 4, 2010: $25,616,384.00Mar 16, 2010: $27,341,938.00Mar 16, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$25,616,384 → $27,341,938
  • Reported investors308 → 348

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2010Amendment$27,341,938$1,725,554vs Mar 4, 2010348SEC filing
Mar 4, 2010Amendment$25,616,384$7,814,781vs Feb 19, 2010308SEC filing
Feb 19, 2010Amendment$17,801,603$2,734,225vs Jan 14, 2010222SEC filing
Jan 14, 2010Amendment$15,067,378$4,742,063vs Dec 21, 2009169SEC filing
Dec 21, 2009Amendment$10,325,315$2,694,211vs Nov 16, 2009131SEC filing
Nov 16, 2009Amendment$7,631,104$1,968,239vs Oct 22, 200987SEC filing
Oct 22, 2009Amendment$5,662,865$2,229,680vs Oct 9, 200961SEC filing
Oct 9, 2009Amendment$3,433,185$1,534,461vs Sep 29, 200936SEC filing
Sep 29, 2009Initial$1,898,724No comparison19SEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$1.43M (estimated)
Finders' fees
$0
Form D file number
021-134805

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Gordon Fallone1767760Advanced Equities Inc. · CRD 35545
Peter Fogarty1889799Advanced Equities Inc. · CRD 35545
Jeff Binkert2491492Advanced Equities Inc. · CRD 35545
Chris Gambino4129800Advanced Equities Inc. · CRD 35545
James Depke2804126Advanced Equities Inc. · CRD 35545
Cindy Couyoumjian1456630First Allied Securities Inc. · CRD 32444
Christine Tang4774839First Allied Securities Inc. · CRD 32444
Gilbert Fries725342First Allied Securities Inc. · CRD 32444
Christopher Capra2691295Advanced Equities Inc. · CRD 35545
William Pedersen2586686Advanced Equities Inc. · CRD 35545
Alex Forschner5330416Advanced Equities Inc. · CRD 35545
Brad Creger2415028First Allied Securities Inc. · CRD 32444
Chang Soo Han1048237First Allied Securities Inc. · CRD 32444
Christopher Braccia3273855First Allied Securities Inc. · CRD 32444
Steve Oliver2173688First Allied Securities Inc. · CRD 32444
Gary Benke1273487First Allied Securities Inc. · CRD 32444
Gary Saccaro1806863Advanced Equities Inc. · CRD 35545
Geoff Carfagnini2771125Advanced Equities Inc. · CRD 35545
John Ferrick2568789Advanced Equities Inc. · CRD 35545
James Kozak2237880Advanced Equities Inc. · CRD 35545
Peter McDonnell1374657Advanced Equities Inc. · CRD 35545
Andrew Scheirer4256666First Allied Securities · CRD 32444
Brad Seyffer2498070Advanced Equities Inc. · CRD 35545
James Duncan1781313Advanced Equities Inc. · CRD 35545
Charles Mycoff5009562Advanced Equities Inc. · CRD 35545
Joseph Cordi1397664Advanced Equities Inc. · CRD 35545
Raymond Kim4443798Advanced Equities Inc. · CRD 35545
Bijal Modi5155401Advanced Equities Inc. · CRD 35545
Brandon McFarland5010542Advanced Equities Inc. · CRD 35545
William Metz808295Advanced Equities Inc. · CRD 35545
Jeffrey Forehand1618003First Allied Securities Inc. · CRD 32444
James Piff1991874Advanced Equities Inc. · CRD 35545
Matt Vitamante2329700Advanced Equities Inc. · CRD 35545
Sandino Napolis4048454Advanced Equities Inc. · CRD 35545
Timothy Touloukian2803832Advanced Equities Inc. · CRD 35545
Stuart Hoshide1838860First Allied Securities Inc. · CRD 32444
Victoria Powell4805256First Allied Securities Inc. · CRD 32444
Daniel Buchsbaum3086286First Allied Securities Inc. · CRD 32444
John Taylor1990537First Allied Securities Inc. · CRD 32444
Lynn Siewert1057367First Allied Securities Inc. · CRD 32444
Michael Thiel1108580First Allied Securities Inc. · CRD 32444
Patrick McCown2392443First Allied Securities Inc. · CRD 32444
Richard McKinnon728601First Allied Securities Inc. · CRD 32444
Richard Stevens852090First Allied Securities Inc. · CRD 32444
Shane Hunt2956880First Allied Securities Inc. · CRD 32444
Gregory Grycan1663960Advanced Equities Inc. · CRD 35545
Jared Carmel4796201Advanced Equities Inc. · CRD 35545
Lisa Julin4327915Advanced Equities Inc. · CRD 35545
Joe Hede2389098Advanced Equities Inc. · CRD 35545
Kevin Graetz1935982Advanced Equities Inc. · CRD 35545
Jordan Berlin821934Advanced Equities Inc. · CRD 35545
Wesley Gordon5000607Advanced Equities Inc. · CRD 35545
Tyler Engh5132951Advanced Equities Inc. · CRD 35545
William Schrimpf415220Advanced Equities Inc. · CRD 35545
Michael Luparella5417281Advanced Equities Inc. · CRD 35545
Mark Martiak4607789First Allied Securities Inc. · CRD 32444
Bhagwati Mahendru2360416First Allied Securities Inc. · CRD 32444
Cooper Cordin3182812Advanced Equities Inc. · CRD 35545
Jared Slater4476358Advanced Equities Inc. · CRD 35545
Arthur Coleman847936Advanced Equities Inc. · CRD 35545
Robert Jones1871026Advanced Equities Inc. · CRD 35545
Tom Tang5518409Advanced Equities Inc. · CRD 35545
Ellias Stabinsky1571758First Allied Securities Inc. · CRD 32444
Gregory Krpalek1137374First Allied Securities Inc. · CRD 32444
Hayward Roy2842866Advanced Equities Inc. · CRD 35545
Jerry Gruber1195389First Allied Securities Inc. · CRD 32444
Kevin Johnson4448438Advanced Equities Inc. · CRD 35545
Lance Dahmer1615284First Allied Securities Inc. · CRD 32444
Mark Chamberlain1655738First Allied Securities Inc. · CRD 32444
Mark Miller5742278Advanced Equities Inc. · CRD 35545
Peter Han4704497First Allied Securities Inc. · CRD 32444
Eric Richardson3182616Advanced Equities Inc. · CRD 35545
Rick Post5469061Advanced Equities Inc. · CRD 35545
Kevin Barrett5241590Advanced Equities Inc. · CRD 35545
Joseph Accardi728322First Allied Securities Inc. · CRD 32444

Source: Form D, filed Mar 16, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Aei Fisker Management Corp. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 S Wacker Dr Suite 6150
Chicago, IL, 60606