Form D · Venture Capital Fund

AEI Fisker Investments III, LLC

Chicago, IL · CIK 0001503796

Offering snapshot reported Dec 27, 2010 · SEC filing

Reported sold
$5.78M
Indefinite offering
Investors reported
100
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Oct 27, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.89M$5.78MNov 10, 2010: $719,333.00Nov 10, 2010Dec 13, 2010: $3,733,183.00Dec 13, 2010Dec 27, 2010: $5,777,233.00Dec 27, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,733,183 → $5,777,233
  • Reported investors63 → 100

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 27, 2010Amendment$5,777,233$2,044,050vs Dec 13, 2010100SEC filing
Dec 13, 2010Amendment$3,733,183$3,013,850vs Nov 10, 201063SEC filing
Nov 10, 2010Initial$719,333No comparison9SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$319K
Finders' fees
$0
Form D file number
021-150324

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Christopher Capra2691295Advanced Equities Inc. · CRD 35545
Caryn Wechsler1523007Advanced Equities Inc. · CRD 35545
James Kozak2237880Advanced Equities Inc. · CRD 35545
John Ferrick2568789Advanced Equities Inc. · CRD 35545
David Battisto2468847Advanced Equities Inc. · CRD 35545
Ed Beitenman5820925Advanced Equities Inc. · CRD 35545
Eric Richardson3182616Advanced Equities Inc. · CRD 35545
Joseph Cordi1397664Advanced Equities Inc. · CRD 35545
Scott Kyle2703722Advanced Equities Inc. · CRD 35545
Ellias Stabinsky1571758First Allied Securities Inc. · CRD 32444
Kevin Asano4450052First Allied Securities Inc. · CRD 32444
Arthur Coleman847936Advanced Equities Inc. · CRD 35545
Bijal Modi5155401Advanced Equities Inc. · CRD 35545
Chris Clark1952666Advanced Equities Inc. · CRD 35545
Gary Saccaro1806863Advanced Equities Inc. · CRD 35545
Gordon Fallone1767760Advanced Equities Inc. · CRD 35545
Peter Fogarty1889799Advanced Equities Inc. · CRD 35545
Gregory Grycan1663960Advanced Equities Inc. · CRD 35545
Jared Carmel4796201Advanced Equities Inc. · CRD 35545
Jeff Binkert2491492Advanced Equities Inc. · CRD 35545
Chris Gambino4129800Advanced Equities Inc. · CRD 35545
Lisa Julin4327915Advanced Equities Inc. · CRD 35545
Chris Struck4288655Advanced Equities Inc. · CRD 35545
Kevin Johnson4448438Advanced Equities Inc. · CRD 35545
Larry Cohen3191796Advanced Equities Inc. · CRD 35545
Matt Vitamante2329700Advanced Equities Inc. · CRD 35545
Peter McDonnell1374657Advanced Equities Inc. · CRD 35545
Timothy Touloukian2803832Advanced Equities Inc. · CRD 35545
Tom Tang5518409Advanced Equities Inc. · CRD 35545
William Pedersen2586686Advanced Equities Inc. · CRD 35545
William Schrimpf415220Advanced Equities Inc. · CRD 35545
Alan Wolan4454136First Allied Securities Inc. · CRD 32444
Andrew Scheirer4256666First Allied Securities Inc. · CRD 32444
Arthur Hsieh2086229First Allied Securities Inc. · CRD 32444
Anh Tran5198283First Allied Securities Inc. · CRD 32444
Christine Tang4774839First Allied Securities Inc. · CRD 32444
Colin Mansfield4643275First Allied Securities Inc. · CRD 32444
Robert Webster1104509First Allied Securities Inc. · CRD 32444
Victoria Powell4805256First Allied Securities Inc. · CRD 32444
Chris Gilmor1701597Advanced Equities Inc. · CRD 35545
Jordan Berlin821934Advanced Equities Inc. · CRD 35545
Kevin Graetz1935982Advanced Equities Inc. · CRD 35545
Joe Hede2389098Advanced Equities Inc. · CRD 35545
Sandino Napolis4048454Advanced Equities Inc. · CRD 35545
Brian King2922648First Allied Securities Inc. · CRD 32444
Jeffrey Forehand1618003First Allied Securities Inc. · CRD 32444
Peter Han4704497First Allied Securities Inc. · CRD 32444
Edward Yoon2408137First Allied Securities Inc. · CRD 32444

Source: Form D, filed Dec 27, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Advanced Equities Fisker Management Corp. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 S Wacker Dr Suite 1650
Chicago, IL, 60606