Investment adviser · CRD 159868

VIVO CAPITAL, LLC

Investment adviser filing (IA)

VIVO CAPITAL LLC

PALO ALTO, CA, United States · Form ADV filed Mar 31, 2026

Regulatory AUM
$6.1B
Form ADV · Item 5.F
Client accounts
16
Accounts, not individual clients
Employees
62
Reported in this filing
Advisory professionals
32
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles16$6,095,582,206100.0%
Filing source

Form ADV 2072948 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

31 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

VIVO PANDA FUND, LPVenture Capital Fund · Last reported Mar 31, 2026$51.4MGross asset value

Form D fundraising filings

Vivo Panda Fund, L.P.

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian BTIG, LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian CITIBANK, N.A. SIOUX FALLS, South Dakota, United States Related to adviser: No
Custodian EAST WEST BANK SANTA CLARA, California, United States Related to adviser: No
Custodian MAREX CAPITAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No
Custodian YUANTA SECURITIES TAIPEI, Taiwan, Republic of China Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

BTIG, LLC
SEC 8-65473

MAREX CAPITAL MARKETS INC.
SEC 8-69039

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source
Fund ID
805-2485363050
Reported beneficial owners
11
Minimum commitment
$2M
Form D file number
021-264225

Form ADV 2072948 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VIVO CO-INVEST (S), L.P.Securitized Asset Fund · Last reported Mar 31, 2026$49.8MGross asset value

Form D fundraising filings

Vivo Co-Invest (S), L.P.

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source
Fund ID
805-1346353686
Reported beneficial owners
1
Minimum commitment
$0
Form D file number
021-441605

Form ADV 2072948 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VIVO VENTURES FUND VII, LPVenture Capital Fund · Last reported Mar 31, 2026$7.83MGross asset value

Form D fundraising filings

Vivo Ventures Fund VII, L.P.

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian BTIG, LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian CITIBANK, N.A. SIOUX FALLS, South Dakota, United States Related to adviser: No
Custodian EAST WEST BANK SANTA CLARA, California, United States Related to adviser: No
Custodian MAREX CAPITAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No
Marketer XT CAPITAL PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

BTIG, LLC
SEC 8-65473

MAREX CAPITAL MARKETS INC.
SEC 8-69039

PERSHING LLC
SEC 8-17574

XT CAPITAL PARTNERS, LLC
CRD 118719 · SEC 8-53683

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source
Fund ID
805-4104370161
Reported beneficial owners
46
Minimum commitment
$500K
Form D file number
021-152838

Form ADV 2072948 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VIVO VENTURES FUND CAYMAN VII, LPVenture Capital Fund · Last reported Mar 31, 2026$4.58MGross asset value
Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian BTIG, LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian CITIBANK, N.A. SIOUX FALLS, South Dakota, United States Related to adviser: No
Custodian MAREX CAPITAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SAN FRANCISCO, California, United States Related to adviser: No
Marketer XT CAPITAL PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

BTIG, LLC
SEC 8-65473

MAREX CAPITAL MARKETS INC.
SEC 8-69039

PERSHING LLC
SEC 8-17574

XT CAPITAL PARTNERS, LLC
CRD 118719 · SEC 8-53683

Fund details & source
Fund ID
805-5888713561
Reported beneficial owners
14
Minimum commitment
$750K
Form D file number
021-15283801

Form ADV 2072948 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VIVO VENTURES VII AFFILIATES FUND, LPVenture Capital Fund · Last reported Mar 31, 2026$363KGross asset value

Form D fundraising filings

Vivo Ventures VII Affiliates Fund, L.P.

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian BTIG, LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian CITIBANK, N.A. SIOUX FALLS, North Dakota, United States Related to adviser: No
Custodian MAREX CAPITAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

BTIG, LLC
SEC 8-65473

MAREX CAPITAL MARKETS INC.
SEC 8-69039

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source
Fund ID
805-6864190550
Reported beneficial owners
33
Minimum commitment
$25K
Form D file number
021-171042

Form ADV 2072948 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VIVO OPPORTUNITY CO-INVEST (W), L.P.Private Equity Fund · Last reported Mar 31, 2021$17.1MGross asset value

Form D fundraising filings

Vivo Opportunity Co-Invest (W), L.P.

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A MEMBER OF SVB FINANCIAL GROUP SANTA CLARA, California, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source
Fund ID
805-8772267456
Reported beneficial owners
3
Minimum commitment
$0
Form D file number
021-339110

Form ADV 1509275 · Mar 31, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VIVO ASIA SPRING LIMITEDOther Private Fund · Last reported Mar 31, 2025$10MGross asset value
Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source
Fund ID
805-7221219945
Reported beneficial owners
2
Minimum commitment
$0

Form ADV 1939647 · Mar 31, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

192 LYTTON AVENUE
PALO ALTO, CA, 94301, United States

CRD 159868

Filing source

Form ADV 2072948 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.