Investment adviser · CRD 159868

VIVO CAPITAL, LLC

Investment adviser filing (IA)

VIVO CAPITAL LLC

PALO ALTO, CA, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $6.1B
Client accounts: 16
Employees: 62
Advisory professionals: 32

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	16	$6,095,582,206	100.0%

Filing source

Form ADV 2072948 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

31 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

VIVO VENTURES FUND VI, LPVenture Capital Fund · Last reported Apr 28, 2023$4.81MGross asset value

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States

Custodian AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC BROOKLYN, New York, United States Related to adviser: No

Custodian COWEN AND COMPANY, LLC NEW YORK, New York, United States Related to adviser: No

Custodian SILICON VALLEY BANK, A MEMBER OF SVB FINANCIAL GROUP SANTA CLARA, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

COWEN AND COMPANY, LLC
SEC 8-22522

Fund details & source

Fund ID: 805-5179502297
Reported beneficial owners: 52
Minimum commitment: $500K
Form D file number: 021-9999999999

Form ADV 1756897 · Apr 28, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BIOTECHNOLOGY DEVELOPMENT FUND II, LPVenture Capital Fund · Last reported Nov 22, 2019$2.35MGross asset value

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States

Custodian SILICON VALLEY BANK, A MEMBER OF SVB FINANCIAL GROUP SANTA CLARA, California, United States Related to adviser: No

Custodian UBS FINANCIAL SERVICES INC. SAN DIEGO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

UBS FINANCIAL SERVICES INC.
SEC 8-16267

Fund details & source

Fund ID: 805-7958574382
Reported beneficial owners: 23
Minimum commitment: $100K
Form D file number: 021-9999999999

Form ADV 1357234 · Nov 22, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BIOTECHNOLOGY DEVELOPMENT FUND IV, LPVenture Capital Fund · Last reported Nov 22, 2019$960KGross asset value

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States

Custodian SILICON VALLEY BANK, A MEMBER OF SVB FINANCIAL GROUP SANTA CLARA, California, United States Related to adviser: No

Custodian UBS FINANCIAL SERVICES INC. SAN DIEGO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

UBS FINANCIAL SERVICES INC.
SEC 8-16267

Fund details & source

Fund ID: 805-7375387847
Reported beneficial owners: 36
Minimum commitment: $100K
Form D file number: 021-54332

Form ADV 1357234 · Nov 22, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VIVO VENTURES FUND V, LPVenture Capital Fund · Last reported Mar 31, 2022$943KGross asset value

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States

Custodian AMERICAN STOCK TRANSFER & TRUST CO., LLC BROOKLYN, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES INC. BOSTON, Massachusetts, United States Related to adviser: No

Custodian SILICON VALLEY BANK, A MEMBER OF SVB FINANCIAL GROUP SANTA CLARA, California, United States Related to adviser: No

Custodian UBS FINANCIAL SERVICES INC. SAN DIEGO, California, United States Related to adviser: No

Marketer CUE CAPITAL LIMITED PARTNERSHIP NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

J.P. MORGAN SECURITIES INC.
SEC 8-36950

UBS FINANCIAL SERVICES INC.
SEC 8-16267

CUE CAPITAL LIMITED PARTNERSHIP
CRD 132503 · SEC 8-66599

Fund details & source

Fund ID: 805-1408743327
Reported beneficial owners: 45
Minimum commitment: $100K
Form D file number: 021-76965

Form ADV 1611124 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BIOTECHNOLOGY DEVELOPMENT FUND, LPVenture Capital Fund · Last reported Mar 29, 2017$472KGross asset value

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States

Custodian CITIBANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-1419560278
Reported beneficial owners: 7
Minimum commitment: $1M
Form D file number: 021-9999999999

Form ADV 1086527 · Mar 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BDF IV ANNEX FUND, LPVenture Capital Fund · Last reported Nov 22, 2019$244KGross asset value

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States

Custodian SILICON VALLEY BANK, A MEMBER OF SVB FINANCIAL GROUP SANTA CLARA, California, United States Related to adviser: No

Custodian UBS FINANCIAL SERVICES INC. SAN DIEGO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

UBS FINANCIAL SERVICES INC.
SEC 8-16267

Fund details & source

Fund ID: 805-3949891416
Reported beneficial owners: 19
Minimum commitment: $37K
Form D file number: 021-108144

Form ADV 1357234 · Nov 22, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BIOTECHNOLOGY DEVELOPMENT FUND IV AFFILIATES, LPVenture Capital Fund · Last reported Nov 22, 2019$128KGross asset value

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States

Custodian SILICON VALLEY BANK, A MEMBER OF SVB FINANCIAL GROUP SANTA CLARA, California, United States Related to adviser: No

Custodian UBS FINANCIAL SERVICES INC. SAN DIEGO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

UBS FINANCIAL SERVICES INC.
SEC 8-16267

Fund details & source

Fund ID: 805-5564066641
Reported beneficial owners: 6
Minimum commitment: $50K
Form D file number: 021-9999999999

Form ADV 1357234 · Nov 22, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

192 LYTTON AVENUE
PALO ALTO, CA, 94301, United States

CRD 159868

Filing source

Form ADV 2072948 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.