Form D · Private Equity Fund

Vivo Opportunity Co-Invest (W), L.P.

Palo Alto, CA · CIK 0001775872

Offering snapshot reported May 8, 2019 · SEC filing

Reported sold
$20M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 2, 2019
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 8, 2019Initial$20,000,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-339110

Source: Form D, filed May 8, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

VIVO OPPORTUNITY CO-INVEST (W), L.P.

Investment adviser: VIVO CAPITAL LLC

Gross asset value
$17.1M
Beneficial owners
3
ADV minimum commitment
$0

Reported in Form ADV on Mar 31, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A MEMBER OF SVB FINANCIAL GROUP SANTA CLARA, California, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 1509275 · Mar 31, 2021 · Schedule D 7.B.(1), fund 805-8772267456

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gaurav Aggarwal Executive
Albert Cha Executive
Michael Chang Executive
Shan Fu Executive
Frank Kung Executive
N/A Vivo Opportunity, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
192 Lytton Avenue
Palo Alto, CA, 94301