Form D · Venture Capital Fund

Vivo Ventures VII Affiliates Fund, L.P.

Palo Alto, CA · CIK 0001538309

Offering snapshot reported Jan 3, 2012 · SEC filing

Reported sold
$6.38M
Offering amount: $6.38M
Investors reported
31
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 21, 2011
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 3, 2012Initial$6,375,000No comparison31SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-171042

Source: Form D, filed Jan 3, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

VIVO VENTURES VII AFFILIATES FUND, LP

Investment adviser: VIVO CAPITAL LLC

Gross asset value
$363K
Beneficial owners
33
ADV minimum commitment
$25K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian BTIG, LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian CITIBANK, N.A. SIOUX FALLS, North Dakota, United States Related to adviser: No
Custodian MAREX CAPITAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

BTIG, LLC
SEC 8-65473

MAREX CAPITAL MARKETS INC.
SEC 8-69039

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 2072948 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-6864190550

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Albert Cha Director
Edgar Engleman Director
Frank Kung Director
N/A Vivo Ventures Vii, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
575 High Street, Suite 201
Palo Alto, CA, 94301