Investment adviser · CRD 106297

SEMPER CAPITAL MANAGEMENT, L.P.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jun 21, 2023

Regulatory AUM: $964M
Client accounts: 15
Employees: 11
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	2	$516,067,661	53.5%
Government entities	9	$342,923,381	35.6%
Pooled investment vehicles	2	$93,842,857	9.7%
High-net-worth individuals	Fewer than 5	$11,359,135	1.2%

Filing source

Form ADV 1770492 · Jun 21, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SEMPER CREDIT OPPORTUNITY FUND L.P.Other Private Fund · Last reported Jun 21, 2023$2.26MGross asset value

Form D fundraising filings

Semper Credit Opportunity Fund LP

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MARCUM LLP NEW YORK, New York, United States

Custodian U.S. BANK N.A. CINCINNATI, Ohio, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MARCUM LLP
PCAOB 688

U.S. BANK N.A.
LEI 5493001WC5CQQI9L9G80

Fund details & source

Fund ID: 805-5932807972
Reported beneficial owners: 2
Minimum commitment: $100K
Form D file number: 021-441576

Form ADV 1770492 · Jun 21, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SEMPER MIDAS FUND, L.P.Hedge Fund · Last reported Jul 9, 2020$542MGross asset value

Form D fundraising filings

Semper MIDAS Fund, L.P.

Feeder funds

SEMPER MIDAS FUND, LTD

Fund administrator US BANK GLOBAL FUND SERVICES HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MARCUM LLP NEW YORK, New York, United States

Custodian U.S. BANK GLOBAL CORPORATE TRUST SERVICES CHICAGO, Illinois, United States Related to adviser: No

Marketer CAVU SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

MARCUM LLP
PCAOB 688

CAVU SECURITIES LLC
CRD 6906 · SEC 8-18428

Fund details & source

Fund ID: 805-5763890656
Reported beneficial owners: 47
Minimum commitment: $500K
Form D file number: 021-147145
Form D file number: 021-170476

Form ADV 1444091 · Jul 9, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SEMPER GOVERNMENT/CREDIT FIXED INCOME FUND, L.P.Hedge Fund · Last reported Sep 13, 2013$59.1MGross asset value

Form D fundraising filings

Semper Government/Credit Fixed Income Fund, L.P.

Feeder funds

SEMPER GOVERNMENT/CREDIT FIXED INCOME FUND, LTD.

Fund administrator ATLANTIC FUND ADMINISTRATION, LLC PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MARCUM LLP NEW YORK, New York, United States

Custodian UNION BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5943922497
Reported beneficial owners: 2
Minimum commitment: $5M
Form D file number: 021-143995
Form D file number: 021-144003

Form ADV 756608 · Sep 13, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SEMPER OPPORTUNISTIC MORTGAGE STRATEGY FUND, L.P.Hedge Fund · Last reported Sep 13, 2013$55.9MGross asset value

Form D fundraising filings

Semper Opportunistic Mortgage Strategy Fund, L.P.

Feeder funds

SEMPER GLOBAL OPPORTUNISTIC MORTGAGE STRATEGY FUND, LTD.

Fund administrator US BANCORP FUND SERVICES LLC HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MARCUM LLP NEW YORK, New York, United States

Custodian U.S. BANK NATIONAL BANK CHICAGO, Illinois, United States Related to adviser: No

Marketer CONNEX INTERNATIONAL LLC NEW YORK, New York, United States Related to adviser: No

Prime broker U.S. BANK NATIONAL BANK CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-4055859061
Reported beneficial owners: 1
Minimum commitment: $5M
Form D file number: 021-129673

Form ADV 756608 · Sep 13, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

UCM NEW HORIZON FUND, L.P.Hedge Fund · Last reported Mar 1, 2013$30.4MGross asset value

Form D fundraising filings

UCM New Horizon Fund, L.P.

Fund administrator ATLANTIC FUND ADMINISTRATION, LLC PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PUSTORINO, PUGLISI & CO., LLC NEW YORIK, New York, United States

Custodian UNION BANK SAN FRANCISCO, California, United States Related to adviser: No

Marketer POINT CAPITAL MARKETS, LLC CHATHAM, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

POINT CAPITAL MARKETS, LLC
CRD 6906 · SEC 8-18428

Fund details & source

Fund ID: 805-7495982612
Reported beneficial owners: 15
Minimum commitment: $500K
Form D file number: 021-140965

Form ADV 702525 · Mar 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SEMPER ALTERNATIVE ASSET OPPORTUNITY FUND, L.P.Hedge Fund · Last reported Mar 30, 2017$14MGross asset value

Feeder funds

SEMPER ALTERNATIVE ASSET OPPORTUNITY FUND (CAYMAN), LTD.
SEMPER ALTERNATIVE ASSET OPPORTUNITY FUND (DELAWARE), LP

Fund administrator U.S. BANCORP FUND SERVICES, LTD. HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MARCUM LLP NEW YORK, New York, United States

Custodian US BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Marketer CAVU SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CAVU SECURITIES LLC
CRD 6906 · SEC 8-18428

Fund details & source

Fund ID: 805-4010344828
Reported beneficial owners: 4
Minimum commitment: $1M
Form D file number: 021-164851

Form ADV 1088867 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SEMPER US RMBS OPPORTUNITY REIT, INC.Hedge Fund · Last reported Sep 13, 2013$12.5MGross asset value

Form D fundraising filings

Semper US RMBS Opportunity REIT, Inc.

Fund administrator U.S. BANCORP FUND SERVICES, LLC PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MARCUM LLP NEW YORK, New York, United States

Custodian UNION BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Marketer ACGM, INC. NEW YORK, New York, United States Related to adviser: No

Marketer CAVU SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ACGM, INC.
CRD 29705 · SEC 8-44376

CAVU SECURITIES LLC
CRD 6906 · SEC 8-18428

Fund details & source

Fund ID: 805-8299742201
Reported beneficial owners: 108
Minimum commitment: $50K
Form D file number: 021-172739

Form ADV 756608 · Sep 13, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 21, 2023. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

52 VANDERBILT AVENUE, SUITE 401
NEW YORK, NY, 10017-3851, United States

CRD 106297

Filing source

Form ADV 1770492 · Jun 21, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.