Form D · Hedge Fund

Semper MIDAS Fund, L.P.

New York, NY · CIK 0001500317

Offering snapshot reported Aug 27, 2020 · SEC filing

Reported sold
$42.7M
Indefinite offering
Investors reported
39
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Apr 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$86.1M$172MAug 31, 2010Aug 24, 2011: $10,293,653.00Aug 23, 2012: $47,574,150.00Aug 23, 2013: $172,291,331.00Aug 26, 2014: $154,331,252.00Aug 26, 2015: $146,289,583.00Aug 23, 2016: $61,999,175.00Aug 14, 2017: $37,650,167.00Aug 23, 2018: $48,572,169.00Aug 28, 2019: $51,646,492.00Aug 27, 2020: $42,717,492.00Aug 27, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$51,646,492 → $42,717,492
  • Reported investors47 → 39

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 27, 2020Amendment$42,717,492-$8,929,000vs Aug 28, 201939SEC filing
Aug 28, 2019Amendment$51,646,492$3,074,323vs Aug 23, 201847SEC filing
Aug 23, 2018Amendment$48,572,169$10,922,002vs Aug 14, 201734SEC filing
Aug 14, 2017Amendment$37,650,167-$24,349,008vs Aug 23, 201625SEC filing
Aug 23, 2016Amendment$61,999,175-$84,290,408vs Aug 26, 201536SEC filing
Aug 26, 2015Amendment$146,289,583-$8,041,669vs Aug 26, 201466SEC filing
Aug 26, 2014Amendment$154,331,252-$17,960,079vs Aug 23, 201367SEC filing
Aug 23, 2013Amendment$172,291,331$124,717,181vs Aug 23, 201276SEC filing
Aug 23, 2012Amendment$47,574,150$37,280,497vs Aug 24, 201147SEC filing
Aug 24, 2011Amendment$10,293,653No comparison17SEC filing
Aug 31, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-147145
Clarification of Item 11 - $50,000 is the minimum additional investment. $500,000 is the minimum initial investment. The General Partner, in its sole discretion, may accept lesser sums as initial and subsequent subscriptions.
Pursuant to a Placement Agent Agreement, CAVU Securities, LLC is entitled to fees based on a percentage of the management fee, advisory fee, and other amounts earned by the Fund that are currently indeterminable and not readily estimated.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNoneCAVU Securities, LLC · CRD 6906

Source: Form D, filed Aug 27, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SEMPER MIDAS FUND, L.P.

Investment adviser: SEMPER CAPITAL MANAGEMENT, L.P.

Gross asset value
$542M
Beneficial owners
47
ADV minimum commitment
$500K

Reported in Form ADV on Jul 9, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator US BANK GLOBAL FUND SERVICES HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP NEW YORK, New York, United States
Custodian U.S. BANK GLOBAL CORPORATE TRUST SERVICES CHICAGO, Illinois, United States Related to adviser: No
Marketer CAVU SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MARCUM LLP
PCAOB 688

CAVU SECURITIES LLC
CRD 6906 · SEC 8-18428

Filing source

Form ADV 1444091 · Jul 9, 2020 · Schedule D 7.B.(1), fund 805-5763890656

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gregory Ellis Executive
Gregory A. Parsons Executive
N/A Semper Capital Management, L.P. Executive, Promoter
N/A Semper Midas Gp, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
52 Vanderbilt Avenue Suite 401
New York, NY, 10017