Form D · Hedge Fund

UCM New Horizon Fund, L.P.

New York, NY · CIK 0001489297

Offering snapshot reported Aug 23, 2012 · SEC filing

Reported sold: $18.3M
Investors reported: 37
Minimum accepted: $1
First sale: Apr 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$17,541,054 → $18,267,554
Reported investors36 → 37

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 23, 2012	Amendment	$18,267,554	$726,500vs Aug 24, 2011	37	SEC filing
Aug 24, 2011	Amendment	$17,541,054	No comparison	36	SEC filing
Sep 1, 2010	Amendment	Yet to sell	No comparison	0	SEC filing
Apr 22, 2010	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-140965

Source: Form D, filed Aug 23, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UCM NEW HORIZON FUND, L.P.

Investment adviser: SEMPER CAPITAL MANAGEMENT, L.P.

Gross asset value: $30.4M
Beneficial owners: 15
ADV minimum commitment: $500K

Reported in Form ADV on Mar 1, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ATLANTIC FUND ADMINISTRATION, LLC PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PUSTORINO, PUGLISI & CO., LLC NEW YORIK, New York, United States

Custodian UNION BANK SAN FRANCISCO, California, United States Related to adviser: No

Marketer POINT CAPITAL MARKETS, LLC CHATHAM, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

POINT CAPITAL MARKETS, LLC
CRD 6906 · SEC 8-18428

Filing source

Form ADV 702525 · Mar 1, 2013 · Schedule D 7.B.(1), fund 805-7495982612

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Gregory A. Parsons	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

52 Vanderbilt Avenue
New York, NY, 10017