Form D · Hedge Fund

Semper Midas Fund, Ltd.

George Town, Grand Cayman, E9 · CIK 0001537810

Offering snapshot reported Aug 27, 2020 · SEC filing

Reported sold: $55.2M
Investors reported: 19
Minimum accepted: $50K
First sale: Jul 1, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$56,540,504 → $55,210,504
Reported investors21 → 19

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 27, 2020	Amendment	$55,210,504	-$1,330,000vs Aug 28, 2019	19	SEC filing
Aug 28, 2019	Amendment	$56,540,504	-$13,303,472vs Aug 23, 2018	21	SEC filing
Aug 23, 2018	Amendment	$69,843,976	$41,850,000vs Aug 14, 2017	12	SEC filing
Aug 14, 2017	Amendment	$27,993,976	-$2,654,341vs Aug 23, 2016	8	SEC filing
Aug 23, 2016	Amendment	$30,648,317	-$15,643,884vs Aug 26, 2015	13	SEC filing
Aug 26, 2015	Amendment	$46,292,201	$7,045,546vs Aug 26, 2014	16	SEC filing
Aug 26, 2014	Amendment	$39,246,655	$28,901,519vs Aug 23, 2013	14	SEC filing
Aug 23, 2013	Amendment	$10,345,136	$6,266,660vs Dec 19, 2012	12	SEC filing
Dec 19, 2012	Amendment	$4,078,476	No comparison	8	SEC filing
Dec 21, 2011	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-170476

Clarification of Item 11: $50,000 is the minimum add'l investment. $500,000 is the minimum initial investment. The Bd. of directors, in its sole discretion, may accept subscriptions in lesser or greater amounts as initial or additional investment amounts.

Pursuant to a Placement Agent Agreement, CAVU Securities, LLC is entitled to fees based on a percentage of the management fee, advisory fee and other amounts earned by the Fund that are currently indeterminable and not readily estimated.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
None	None	CAVU Securities, LLC · CRD 6906

Source: Form D, filed Aug 27, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SEMPER MIDAS FUND, LTD

Investment adviser: SEMPER CAPITAL MANAGEMENT, L.P.

Gross asset value: Not reported
Beneficial owners: Not reported
ADV minimum commitment: Not reported

Reported in Form ADV on Jul 9, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details

Annual audit: Not reported
Prime brokers: Not reported
Custodians: Not reported
Administrator other than the adviser: Not reported
External marketing: Not reported

Filing source

Form ADV 1444091 · Jul 9, 2020 · Schedule D 7.B.(1), fund 805-9561286842

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Bree	Director
Gregory Ellis	Director, Executive
Parsons A. Gregory	Director, Executive
Gregory A. Parsons	Director
N/A Semper Capital Management, L.P.	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Intertrust Corp. Services (Cayman) Ltd. 190 Elgin Avenue
George Town, Grand Cayman, E9, KY1-9005