Investment adviser · CRD 298264

ROC CAPITAL PTY LIMITED

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

SYDNEY, NSW, Australia · Form ADV filed Sep 25, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ROC ASIA PACIFIC PRIVATE EQUITY FUND V L.P.Private Equity Fund · Last reported Sep 25, 2026$127MGross asset value

Feeder funds

  • ROC ASIA PACIFIC PRIVATE EQUITY FUND V B, L.P.
Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG SYDNEY, Australia
Custodian CITCO CUSTODY LIMITED ST. JULIAN, Malta Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1435

Fund details & source
Fund ID
805-4954181989
Reported beneficial owners
49
Minimum commitment
$5M

Form ADV 2133911 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROC ASIA PACIFIC PRIVATE EQUITY FUND IV L.P.Private Equity Fund · Last reported Sep 25, 2026$105MGross asset value

Form D fundraising filings

ROC ASIA PACIFIC PRIVATE EQUITY FUND IV L.P

Feeder funds

  • ROC ASIA PACIFIC PRIVATE EQUITY FUND IV B, LP
  • ROC ASIA PACIFIC PRIVATE EQUITY FUND IV B, L.P
Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG SYDNEY, Australia
Custodian CITCO CUSTODY LIMITED ST. JULIAN, Malta Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1435

Fund details & source
Fund ID
805-5986420255
Reported beneficial owners
42
Minimum commitment
$5M
Form D file number
021-327793

Form ADV 2133911 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROC ASIA PACIFIC PRIVATE EQUITY FUND III, LPPrivate Equity Fund · Last reported Sep 25, 2026$105MGross asset value

Form D fundraising filings

Roc Asia Pacific Private Equity Fund III L.P

Feeder funds

  • ROC ASIA PACIFIC PRIVATE EQUITY FUND III B, LP
Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG SYDNEY, Australia
Custodian CITCO CUSTODY LIMITED ST. JULIAN, Malta Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1435

Fund details & source
Fund ID
805-7974360106
Reported beneficial owners
15
Minimum commitment
$5M
Form D file number
021-287447

Form ADV 2133911 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROC ASIA PACIFIC PRIVATE EQUITY FUND VIPrivate Equity Fund · Last reported Sep 25, 2026$99.9MGross asset value

Form D fundraising filings

ROC Asia Pacific Private Equity Fund VI

Fund administrator CITCO FUND SERVICES AUSTRALIA PTY LIMITED SYDNEY, Australia Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG SYDNEY, Australia
Custodian PERPETUAL CORPORATE TRUST LIMITED SYDNEY, NSW, Australia Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1435

PERPETUAL CORPORATE TRUST LIMITED
LEI 875500KYIGSCJ61QW227

Fund details & source
Fund ID
805-2945005932
Reported beneficial owners
50
Minimum commitment
$5M
Form D file number
021-497754

Form ADV 2133911 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROC OPPORTUNITY FUND, L.P.Private Equity Fund · Last reported Sep 25, 2026$29.3MGross asset value

Feeder funds

  • ROC OPPORTUNITY FUND B, L.P.
Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG SYDNEY, Australia
Custodian CITCO CUSTODY LIMITED ST. JULIAN, Malta Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1435

Fund details & source
Fund ID
805-6739248396
Reported beneficial owners
37
Minimum commitment
$5M

Form ADV 2133911 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROC ASIA PACIFIC PRIVATE EQUITY FUND II, LPPrivate Equity Fund · Last reported Sep 25, 2026$4.99MGross asset value

Feeder funds

  • ROC ASIA PACIFIC PRIVATE EQUITY OFFSHORE FUND II, LP
Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG SYDNEY, Australia
Custodian CITCO CUSTODY LIMITED ST. JULIAN, Malta Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1435

Fund details & source
Fund ID
805-7480904656
Reported beneficial owners
50
Minimum commitment
$5M
Form D file number
021-255344

Form ADV 2133911 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 25, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

LEVEL 4, 11 YOUNG STREET
SYDNEY, NSW, 2000, Australia

CRD 298264

Filing source

Form ADV 2133911 · Sep 25, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.