Form D · Private Equity Fund

ROC Asia Pacific Private Equity Fund VI

Sydney, New South Wales, C3 · CIK 0002001426

Offering snapshot reported Jul 25, 2025 · SEC filing

Reported sold
$147M
Offering amount: $300M
Investors reported
42
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Oct 10, 2023
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$73.3M$147MNov 21, 2023: $66,500,000.00Nov 21, 2023Aug 1, 2024: $87,950,000.00Aug 1, 2024Jul 25, 2025: $146,520,000.00Jul 25, 2025

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$87,950,000 → $146,520,000
  • Reported investors12 → 42

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 25, 2025Amendment$146,520,000$58,570,000vs Aug 1, 202442SEC filing
Aug 1, 2024Amendment$87,950,000$21,450,000vs Nov 21, 202312SEC filing
Nov 21, 2023Initial$66,500,000No comparison3SEC filing

Offering details

Securities
Equity, Pooled investment fund, Other
Exemptions
3C.7, 06b, 3C
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-497754
Trust interests

Source: Form D, filed Jul 25, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROC ASIA PACIFIC PRIVATE EQUITY FUND VI

Investment adviser: ROC CAPITAL PTY LIMITED

Gross asset value
$99.9M
Beneficial owners
50
ADV minimum commitment
$5M

Reported in Form ADV on Sep 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES AUSTRALIA PTY LIMITED SYDNEY, Australia Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG SYDNEY, Australia
Custodian PERPETUAL CORPORATE TRUST LIMITED SYDNEY, NSW, Australia Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1435

PERPETUAL CORPORATE TRUST LIMITED
LEI 875500KYIGSCJ61QW227

Filing source

Form ADV 2133911 · Sep 25, 2026 · Schedule D 7.B.(1), fund 805-2945005932

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Frewen Lam Director
Michael Lukin Director
Lance M. Zarb Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Roc Capital Pty Limited Level 4, 11 Young Street
Sydney, New South Wales, C3, 2000