Form D · Private Equity Fund

ROC ASIA PACIFIC PRIVATE EQUITY FUND IV L.P

Central, K3 · CIK 0001757200

Offering snapshot reported Dec 3, 2019 · SEC filing

Reported sold: $60M
Investors reported: 4
Minimum accepted: $5M
First sale: Dec 20, 2018

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors1 → 4

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 3, 2019	Amendment	$60,000,000	No comparison	4	SEC filing
Dec 13, 2018	Initial	Yet to sell	No comparison	1	SEC filing
Dec 13, 2018	Initial	Yet to sell	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0
Form D file number: 021-327793

Subject to the discretion of the General Partner to accept individual capital commitments of lesser amounts.

Fees are paid to Item 12 entities as a one-time payment of 1.5x the annual management fee paid to the Manager, contingent upon subscription amounts.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Coronado Investments, LLC	111992

Source: Form D, filed Dec 3, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROC ASIA PACIFIC PRIVATE EQUITY FUND IV L.P.

Investment adviser: ROC CAPITAL PTY LIMITED

Gross asset value: $105M
Beneficial owners: 42
ADV minimum commitment: $5M

Reported in Form ADV on Sep 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG SYDNEY, Australia

Custodian CITCO CUSTODY LIMITED ST. JULIAN, Malta Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 1435

Filing source

Form ADV 2133911 · Sep 25, 2026 · Schedule D 7.B.(1), fund 805-5986420255

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
ROC Asia Pacific Private Equity Fund II, L.P.	Jan 15, 2016	$132,145,000	44
Roc Asia Pacific Private Equity Fund III L.P	May 25, 2017	$60,000,000	1
ROC ASIA PACIFIC PRIVATE EQUITY FUND IV L.P (this fund)	Dec 3, 2019	$60,000,000	4

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Abali Hoilett	Director
Peter Huber	Director
Same Roc Iv Gp Limited	Executive
Lance Zarb	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Roc Partners (Hk) Limited 2505 B, L25, The Centrium, 60 Wyndham St
Central, K3, CENTRAL