Form D · Private Equity Fund

Roc Asia Pacific Private Equity Fund III L.P

George Town, Grand Cayman, E9 · CIK 0001706307

Offering snapshot reported May 25, 2017 · SEC filing

Reported sold
$60M
Offering amount: $300M
Investors reported
1
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Mar 15, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 25, 2017Initial$60,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-287447
Subject to the discretion of the General Partner to accept individual capital commitments of lesser amounts
Fees are paid to the Item 12 entities as a one-time payment of 1.5x the annual management fee paid to the Manager, contingent upon subscription amounts.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Network 1 Financial Securities Inc13577
Coronado Investments, LLC111992

Source: Form D, filed May 25, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROC ASIA PACIFIC PRIVATE EQUITY FUND III, LP

Investment adviser: ROC CAPITAL PTY LIMITED

Gross asset value
$105M
Beneficial owners
15
ADV minimum commitment
$5M

Reported in Form ADV on Sep 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG SYDNEY, Australia
Custodian CITCO CUSTODY LIMITED ST. JULIAN, Malta Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1435

Filing source

Form ADV 2133911 · Sep 25, 2026 · Schedule D 7.B.(1), fund 805-7974360106

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Abali Hoilett Director
Peter Huber Director
Same Roc Iii Gp Limited Executive
Lance Zarb Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Roc Management (Cayman) Limited Ugland House P.O. Box 309
George Town, Grand Cayman, E9, KY1-1104