Investment adviser · CRD 147359

RMWC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Sep 10, 2026

Regulatory AUM: $807M
Client accounts: 11
Employees: 13
Advisory professionals: 8

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	11	$807,416,251	100.0%

Filing source

Form ADV 2131884 · Sep 10, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RMWC DIRECT LENDING OPPORTUNITIES FUND IV, LPReal Estate Fund · Last reported Sep 10, 2026$473MGross asset value

Form D fundraising filings

RMWC DIRECT LENDING OPPORTUNITIES FUND IV, LP

Feeder funds

RMWC DIRECT LENDING OPPORTUNITIES FUND IV FEEDER, LP

Fund administrator KAUFMAN ROSSIN ALTERNATIVE INVESTMENT SERVICES, LLC MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER & TIDWELL HOUSTON, Texas, United States

Custodian CITIZENS PRIVATE BANK NEW YORK, New York, United States Related to adviser: No

Custodian VISTA BANK PALM BEACH GARDENS, Florida, United States Related to adviser: No

Custodian WESTERN ALLIANCE BANK PHOENIX, Arizona, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER & TIDWELL
PCAOB 410

Fund details & source

Fund ID: 805-5942605146
Reported beneficial owners: 151
Minimum commitment: $2M
Form D file number: 021-478931

Form ADV 2131884 · Sep 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RMWC DIRECT LENDING OPPORTUNITIES FUND III, LPReal Estate Fund · Last reported Sep 10, 2026$117MGross asset value

Form D fundraising filings

RMWC Direct Lending Opportunities Fund III, LP

Feeder funds

RMWC DIRECT LENDING OPPORTUNITIES FUND III FEEDER, LP

Fund administrator KAUFMAN ROSSIN ALTERNATIVE INVESTMENT SERVICES, LLC MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER & TIDWELL HOUSTON, Texas, United States

Custodian CITIZENS PRIVATE BANK NEW YORK, New York, United States Related to adviser: No

Custodian VISTA BANK PALM BEACH GARDENS, Florida, United States Related to adviser: No

Custodian WESTERN ALLIANCE BANK PHOENIX, Arizona, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER & TIDWELL
PCAOB 410

Fund details & source

Fund ID: 805-8789344299
Reported beneficial owners: 55
Minimum commitment: $1M
Form D file number: 021-306788

Form ADV 2131884 · Sep 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RMWC REAL ESTATE LENDING V - HYBRID EVERGREEN, LP.Real Estate Fund · Last reported Sep 10, 2026$82.3MGross asset value

Feeder funds

RMWC REAL ESTATE LENDING FUND V - HYBRID EVERGREEN FEEDER, LP

Fund administrator KAUFMAN ROSSIN ALTERNATIVE INVESTMENT SERVICES, LLC MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER & TIDWELL, L.L.P. WOODLAND HILLS, California, United States

Custodian CITIZENS PRIVATE BANK NEW YORK, New York, United States Related to adviser: No

Custodian VISTA BANK PALM BEACH GARDENS, Florida, United States Related to adviser: No

Custodian WESTERN ALLIANCE BANK PHOENIX, Arizona, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER & TIDWELL, L.L.P.
PCAOB 410

Fund details & source

Fund ID: 805-2020509808
Reported beneficial owners: 31
Minimum commitment: $2M
Form D file number: 021-539955

Form ADV 2131884 · Sep 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RMWC CREDIT ALPHA FUND, LPHedge Fund · Last reported Sep 10, 2026$51.4MGross asset value

Form D fundraising filings

RMWC CREDIT ALPHA FUND, LP

Fund administrator KAUFMAN ROSSIN ALTERNATIVE INVESTMENT SERVICES, LLC MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER & TIDWELL HOUSTON, Texas, United States

Custodian CITIZENS PRIVATE BANK NEW YORK, New York, United States Related to adviser: No

Custodian WESTERN ALLIANCE BANK PHOENIX, Arizona, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER & TIDWELL
PCAOB 410

Fund details & source

Fund ID: 805-7128965208
Reported beneficial owners: 57
Minimum commitment: $1M
Form D file number: 021-306050

Form ADV 2131884 · Sep 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RMWC DIRECT LENDING FUND II, LPReal Estate Fund · Last reported Sep 10, 2026$42.2MGross asset value

Form D fundraising filings

RMWC Direct Lending Fund, LP

Fund administrator KAUFMAN ROSSIN ALTERNATIVE INVESTMENT SERVICES, LLC MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER & TIDWELL HOUSTON, Texas, United States

Custodian CITIZENS PRIVATE BANK NEW YORK, New York, United States Related to adviser: No

Custodian WESTERN ALLIANCE BANK PHOENIX, Arizona, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER & TIDWELL
PCAOB 410

Fund details & source

Fund ID: 805-4760082507
Reported beneficial owners: 44
Minimum commitment: $1M
Form D file number: 021-241633

Form ADV 2131884 · Sep 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RMWC ALTERNATIVE FUND, LPPrivate Equity Fund · Last reported Sep 10, 2026$811KGross asset value

Form D fundraising filings

ROCKY MOUNTAIN WEALTH CONCEPTS ALTERNATIVE FUND, LP

Fund administrator KAUFMAN ROSSIN ALTERNATIVE INVESTMENT SERVICES, LLC MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER AND TIDWELL, L.L.P. HOUSTON, Texas, United States

Custodian CITIZENS PRIVATE BANK NEW YORK, New York, United States Related to adviser: No

Custodian WESTERN ALLIANCE BANK PHOENIX, Arizona, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER AND TIDWELL, L.L.P.
PCAOB 410

Fund details & source

Fund ID: 805-2491636648
Reported beneficial owners: 8
Minimum commitment: $1M
Form D file number: 021-120311

Form ADV 2131884 · Sep 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROCKY MOUNTAIN WEALTH CONCEPTS CREDIT STRATEGES FUND IHedge Fund · Last reported Nov 27, 2012$75.9MGross asset value

Form D fundraising filings

ROCKY MOUNTAIN WEALTH CONCEPTS CREDIT ALPHA FUND, LP

Fund administrator STANDISH MANAGEMENT SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN KASS & COMPANY DENVER, Colorado, United States

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-9405536485
Reported beneficial owners: 20
Minimum commitment: $1M
Form D file number: 021-120321

Form ADV 682098 · Nov 27, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 10, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

130 E 59TH STREET, 13TH FLOOR
NEW YORK, NY, 10022, United States

CRD 147359

Filing source

Form ADV 2131884 · Sep 10, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.