Form D · Private Equity Fund

ROCKY MOUNTAIN WEALTH CONCEPTS ALTERNATIVE FUND, LP

San Francisco, CA · CIK 0001440115

Offering snapshot reported Jul 31, 2012 · SEC filing

Reported sold
$25.5M
Offering amount: $400M
Investors reported
17
Form D · investor count
Minimum accepted
$400K
Reported outside-investor minimum
First sale
Jul 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$15.8M$31.7MJul 14, 2008Jul 17, 2009: $22,350,000.00Jul 17, 2009Jul 8, 2010: $31,650,000.00Jul 8, 2010Jul 31, 2012: $25,522,435.00Jul 31, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 31, 2012Amendment$25,522,435No comparison17SEC filing
Jul 8, 2010Amendment$31,650,000$9,300,000vs Jul 17, 200914SEC filing
Jul 17, 2009Amendment$22,350,000No comparison5SEC filing
Jul 14, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-120311
The Total Offering Amount of $400,000,000 is a target number.

Source: Form D, filed Jul 31, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RMWC ALTERNATIVE FUND, LP

Investment adviser: RMWC

Gross asset value
$811K
Beneficial owners
8
ADV minimum commitment
$1M

Reported in Form ADV on Sep 10, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator KAUFMAN ROSSIN ALTERNATIVE INVESTMENT SERVICES, LLC MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEAVER AND TIDWELL, L.L.P. HOUSTON, Texas, United States
Custodian CITIZENS PRIVATE BANK NEW YORK, New York, United States Related to adviser: No
Custodian WESTERN ALLIANCE BANK PHOENIX, Arizona, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WEAVER AND TIDWELL, L.L.P.
PCAOB 410

Filing source

Form ADV 2131884 · Sep 10, 2026 · Schedule D 7.B.(1), fund 805-2491636648

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Rocky Mountain Wealth Concepts Alternative Fund Gp, Llc Promoter
Coleman Andrews Executive
Larry Frye Executive
Tina Martinez Executive, Promoter
Heather Mercier Executive, Promoter
Michael Rubenstein Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Rocky Mountain Wealth Concepts 275 Battery Street, Suite 1600
San Francisco, CA, 94111