Form D · Hedge Fund

ROCKY MOUNTAIN WEALTH CONCEPTS CREDIT ALPHA FUND, LP

San Francisco, CA · CIK 0001440105

Offering snapshot reported Dec 5, 2013 · SEC filing

Reported sold
$85.5M
Indefinite offering
Investors reported
35
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jul 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$42.8M$85.5MJul 14, 2008Jul 17, 2009: $35,600,000.00Jul 17, 2009Jul 8, 2010: $54,100,000.00Jul 8, 2010Jul 31, 2012: $75,877,578.00Jul 31, 2012Dec 5, 2013: $85,500,000.00Dec 5, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$75,877,578 → $85,500,000
  • Reported investors21 → 35
  • Minimum accepted$500,000 → $1,000,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 5, 2013Amendment$85,500,000$9,622,422vs Jul 31, 201235SEC filing
Jul 31, 2012Amendment$75,877,578No comparison21SEC filing
Jul 8, 2010Amendment$54,100,000$18,500,000vs Jul 17, 200915SEC filing
Jul 17, 2009Amendment$35,600,000No comparison9SEC filing
Jul 14, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-120321

Source: Form D, filed Dec 5, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROCKY MOUNTAIN WEALTH CONCEPTS CREDIT STRATEGES FUND I

Investment adviser: RMWC

Gross asset value
$75.9M
Beneficial owners
20
ADV minimum commitment
$1M

Reported in Form ADV on Nov 27, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & COMPANY DENVER, Colorado, United States
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 682098 · Nov 27, 2012 · Schedule D 7.B.(1), fund 805-9405536485

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Coleman Andrews Executive
Nate Clemensen Executive
Rocky Mountain Wealth Concepts Credit Alpha Fund Gp, Llc Promoter
Rocky Mountain Wealth Concepts Credit Strategies Fund Gp, Llc Promoter
Larry Frye Executive
Tina Martinez Executive, Promoter
Heather Mercier Executive, Promoter
Michael Rubenstein Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
275 Battery Street Suite 1600
San Francisco, CA, 94111