Form D · Other Investment Fund

RMWC Direct Lending Opportunities Fund III, LP

Palo Alto, CA · CIK 0001733138

Offering snapshot reported Nov 5, 2019 · SEC filing

Reported sold: $83M
Investors reported: 51
Minimum accepted: $0
First sale: Mar 1, 2018

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 51

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 5, 2019	Amendment	$83,000,000	No comparison	51	SEC filing
Mar 1, 2018	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-306788

Source: Form D, filed Nov 5, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RMWC DIRECT LENDING OPPORTUNITIES FUND III, LP

Investment adviser: RMWC

Gross asset value: $117M
Beneficial owners: 55
ADV minimum commitment: $1M

Reported in Form ADV on Sep 10, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator KAUFMAN ROSSIN ALTERNATIVE INVESTMENT SERVICES, LLC MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER & TIDWELL HOUSTON, Texas, United States

Custodian CITIZENS PRIVATE BANK NEW YORK, New York, United States Related to adviser: No

Custodian VISTA BANK PALM BEACH GARDENS, Florida, United States Related to adviser: No

Custodian WESTERN ALLIANCE BANK PHOENIX, Arizona, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER & TIDWELL
PCAOB 410

Filing source

Form ADV 2131884 · Sep 10, 2026 · Schedule D 7.B.(1), fund 805-8789344299

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
RMWC Direct Lending Opportunities Fund III, LP (this fund)	Nov 5, 2019	$83,000,000	51
RMWC DIRECT LENDING OPPORTUNITIES FUND IV, LP	Apr 14, 2023	$220,000,000	103

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Coleman Andrews	Director
N/A Rmwc Direct Lending Opportunities Fund Iii Gp, Llc	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

855 El Camino Real Suite 311
Palo Alto, CA, 94301