Investment adviser · CRD 137788
R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.
Investment adviser filing (IA)
SUNNY ISLES BEACH, FL, United States · Form ADV filed Mar 31, 2026
- Regulatory AUM
- $33.6M Form ADV · Item 5.F
- Client accounts
- 6 Accounts, not individual clients
- Employees
- 24 Reported in this filing
- Advisory professionals
- 12 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 6 | $33,600,000 | 100.0% |
| Investment companies | 4 | $0 | 0.0% |
| Corporations & businesses | Fewer than 5 | $0 | 0.0% |
Filing source
Form ADV 2086666 · Mar 31, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
9 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
R. G. NIEDERHOFFER MACRO DIVERSIFIED MASTER FUND LTD.Hedge Fund · Last reported Mar 31, 2026$32.1MGross asset value
Feeder funds
- R. G. NIEDERHOFFER MACRO DIVERSIFIED FUND LTD.
- R. G. NIEDERHOFFER MACRO DIVERSIFIED FUND LTD.
- R. G. NIEDERHOFFER MACRO DIVERSIFIED LP
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RICHEY, MAY & CO
PCAOB 673
ADM INVESTOR SERVICES, INC.
LEI I9O8MELCUVOTLJAB
HARRIS N.A.
LEI 3Y4U8VZURTYWI1W2K376
MAREX CAPITAL MARKETS INC.
SEC 8-69039
MAREX CAPITAL MARKETS INC.
CRD 161014 · SEC 8-69039
STONEX FINANCIAL INC.
CRD 45993 · SEC 8-51269
Fund details & source
- Fund ID
- 805-2998384744
- Reported beneficial owners
- 11
- Minimum commitment
- $100K
Form ADV 2086666 · Mar 31, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ROY G. NIEDERHOFFER SMART ALPHA MASTER FUND LTD.Hedge Fund · Last reported Mar 31, 2026$1.5MGross asset value
Feeder funds
- ROY G. NIEDERHOFFER SMART ALPHA FUND 2X, LTD
- ROY G. NIEDERHOFFER SMART ALPHA FUND 2X (ONSHORE ) LP
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RICHEY, MAY & CO
PCAOB 673
ADM INVESTOR SERVICES, INC.
LEI I9O8MELCUVOTLJAB
HARRIS N.A.
LEI 3Y4U8VZURTYWI1W2K376
Fund details & source
- Fund ID
- 805-8876425556
- Reported beneficial owners
- 6
- Minimum commitment
- $100K
Form ADV 2086666 · Mar 31, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ROY G. NIEDERHOFFER DIVERSIFIED MASTER FUND LTDHedge Fund · Last reported Jan 19, 2021$34.4MGross asset value
Feeder funds
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
COHEN & COMPANY
PCAOB 925
BARCLAYS CAPITAL INC.
SEC 8-41342
GOLDMAN SACHS & CO. LLC
SEC 8-129
HARRIS N.A.
LEI 3Y4U8VZURTYWI1W2K376
SG AMERICAS SECURITIES, LLC
SEC 8-66125
BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129
SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125
Fund details & source
- Fund ID
- 805-5200540794
- Reported beneficial owners
- 15
- Minimum commitment
- $1M
Form ADV 1477084 · Jan 19, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
KLS NIEDERHOFFER SMART ALPHA UCITS FUNDHedge Fund · Last reported May 22, 2024$23MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG
PCAOB 1116
GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528
SOCIETE GENERALE SA, DUBLIN BRANCH
LEI O2RNE8IBXP4R0TD8PU41
THE BANK OF NEW YORK MELLON, LONDON BRANCH
LEI HPFHU0OQ28E4N0NFVK49
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
LEI 549300GLF98S992BC502
UBS AG
LEI BFM8T61CT2L1QCEMIK50
Fund details & source
- Fund ID
- 805-9797360671
- Reported beneficial owners
- 10
- Minimum commitment
- $100K
Form ADV 1861474 · May 22, 2024 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ROY G. NIEDERHOFFER OPTIMAL ALPHA MASTER FUND LTD.Hedge Fund · Last reported Mar 31, 2017$6.8MGross asset value
Feeder funds
- ROY G. NIEDERHOFFER OPTIMAL ALPHA (FUND) ONSHORE L.P.
- ROY G. NIEDERHOFFER OPTIMAL ALPHA FUND, LTD.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
BARCLAYS CAPITAL INC.
SEC 8-41342
GOLDMAN, SACHS & CO.
SEC 8-129
SG AMERICAS SECURITIES, LLC
SEC 8-66125
BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342
GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129
SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125
Fund details & source
- Fund ID
- 805-9562825516
- Reported beneficial owners
- 3
- Minimum commitment
- $1M
Form ADV 1097113 · Mar 31, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ROY G. NIEDERHOFFER TRENDHEDGE FUND (ONSHORE) L.P.Hedge Fund · Last reported Apr 1, 2013$5.2MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
BARCLAYS CAPITAL INC.
SEC 8-41342
GOLDMAN, SACHS & CO.
SEC 8-129
JEFFERIES LLC
SEC 8-15074
NEWEDGE USA, LLC
SEC 8-47023
BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342
GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129
JEFFERIES LLC
CRD 2347 · SEC 8-15074
NEWEDGE USA, LLC
CRD 36118 · SEC 8-47023
Fund details & source
- Fund ID
- 805-6419036520
- Reported beneficial owners
- 2
- Minimum commitment
- $1M
Form ADV 723180 · Apr 1, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ROY G. NIEDERHOFFER NEGATIVE CORRELATION MASTER FUND LTDHedge Fund · Last reported Mar 31, 2014$4.3MGross asset value
Feeder funds
- ROY G. NIEDERHOFFER NEGATIVE CORRELATION FUND, LTD.
- ROY G. NIEDERHOFFER NEGATIVE CORRELATION FUND (ONSHORE) L.P.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
BARCLAYS CAPITAL INC.
SEC 8-41342
GOLDMAN, SACHS & CO.
SEC 8-129
JEFFERIES LLC
SEC 8-15074
BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342
GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129
JEFFERIES LLC
CRD 2347 · SEC 8-15074
NEWEDGE USA, LLC
CRD 36118 · SEC 8-47023
Fund details & source
- Fund ID
- 805-4641646336
- Reported beneficial owners
- 4
- Minimum commitment
- $1M
Form ADV 811873 · Mar 31, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 31, 2026. View historical filings
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
16690 COLLINS AVENUE, SUITE #801SUNNY ISLES BEACH, FL, 33160, United States
CRD 137788
Filing source
Form ADV 2086666 · Mar 31, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.