Form D · Hedge Fund

Roy G.Niederhoffer Negative Correlation Fund (Onshore) L.P.

New York, NY · CIK 0001467721

Offering snapshot reported May 15, 2013 · SEC filing

Reported sold
$42.5M
Indefinite offering
Investors reported
14
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$21.3M$42.5MJul 15, 2009: $13,550,000.00Jul 15, 2009Jun 14, 2010: $32,783,625.00Jun 14, 2010Jun 13, 2011: $40,558,625.00Jun 13, 2011May 14, 2012: $42,508,625.00May 14, 2012May 15, 2013: $42,508,625.00May 15, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$32,783,625 → $42,508,625
  • Reported investors10 → 14

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 15, 2013Amendment$42,508,625$9,725,000vs Jun 14, 201014SEC filing
May 14, 2012Amendment$42,508,625$9,725,000vs Jun 14, 201014SEC filing
Jun 13, 2011Amendment$40,558,625$7,775,000vs Jun 14, 201014SEC filing
Jun 14, 2010Amendment$32,783,625$19,233,625vs Jul 15, 200910SEC filing
Jul 15, 2009Initial$13,550,000No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-132741

Source: Form D, filed May 15, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROY G. NIEDERHOFFER NEGATIVE CORRELATION FUND (ONSHORE) L.P.

Investment adviser: R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.

Gross asset value
$2.7M
Beneficial owners
2
ADV minimum commitment
$1M

Reported in Form ADV on Mar 31, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS ROSELAND, New Jersey, United States
Custodian SEI PRIVATE TRUST COMPANY OAKS, Pennsylvania, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 811873 · Mar 31, 2014 · Schedule D 7.B.(1), fund 805-9441454869

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Roy G. Niederhoffer Director, Executive, Promoter
Paul Shen Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1700 Broadway 39 Th Floor
New York, NY, 10019