Form D · Hedge Fund

ROY G. NIEDERHOFFER DIVERSIFIED FUND (OFFSHORE), LTD

Grand Cayman, Cayman Isle Bwi, E9 · CIK 0001460022

Offering snapshot reported Feb 8, 2013 · SEC filing

Reported sold
$18.7M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.36M$18.7MMar 13, 2009Mar 9, 2010: $18,719,648.00Mar 9, 2010Feb 22, 2011: $18,719,648.00Feb 22, 2011Feb 14, 2012: $18,719,648.00Feb 14, 2012Feb 8, 2013: $18,719,648.00Feb 8, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 8, 2013Amendment$18,719,648$0vs Feb 14, 20126SEC filing
Feb 14, 2012Amendment$18,719,648$0vs Mar 9, 20106SEC filing
Feb 22, 2011Amendment$18,719,648$0vs Mar 9, 20106SEC filing
Mar 9, 2010Amendment$18,719,648No comparison6SEC filing
Mar 13, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-129187

Source: Form D, filed Feb 8, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROY G. NIEDERHOFFER DIVERSIFIED FUND (OFFSHORE), LTD.

Investment adviser: R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.

Gross asset value
$29.9M
Beneficial owners
3
ADV minimum commitment
$1M

Reported in Form ADV on Jan 19, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHEN & COMPANY HUNT VALLEY, Maryland, United States
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

COHEN & COMPANY
PCAOB 925

Filing source

Form ADV 1477084 · Jan 19, 2021 · Schedule D 7.B.(1), fund 805-4194083305

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Greg Link Director
Roy G. Niederhoffer Executive, Promoter
Paul Shen Executive
Ralph Woodford Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Mourant Cayman Corporate Services, L Third Floor, Harbour Cntr., Georgetown
Grand Cayman, Cayman Isle Bwi, E9, 00000