Form D · Hedge Fund

R. G. NIEDERHOFFER GLOBAL FUND, L.P. I

New York, NY · CIK 0001077571

Offering snapshot reported Nov 25, 2019 · SEC filing

Reported sold
$274M
Indefinite offering
Investors reported
80
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$137M$274MAug 7, 2009: $118,727,317.00Aug 7, 2009Aug 6, 2010: $218,640,709.00Jul 12, 2011: $259,940,709.00Jul 11, 2012: $263,420,709.00Jul 9, 2013: $265,170,709.00Dec 2, 2014: $265,170,709.00Nov 30, 2015: $268,970,709.00Nov 29, 2016: $273,570,709.00Nov 30, 2017: $274,270,709.00Nov 29, 2018: $274,270,709.00Nov 25, 2019: $274,270,709.00Nov 25, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 25, 2019Amendment$274,270,709$0vs Nov 29, 201880SEC filing
Nov 29, 2018Amendment$274,270,709$0vs Nov 30, 201780SEC filing
Nov 30, 2017Amendment$274,270,709$700,000vs Nov 29, 201680SEC filing
Nov 29, 2016Amendment$273,570,709$4,600,000vs Nov 30, 201580SEC filing
Nov 30, 2015Amendment$268,970,709$3,800,000vs Dec 2, 201476SEC filing
Dec 2, 2014Amendment$265,170,709$0vs Jul 9, 201374SEC filing
Jul 9, 2013Amendment$265,170,709$5,230,000vs Jul 12, 201174SEC filing
Jul 11, 2012Amendment$263,420,709$3,480,000vs Jul 12, 201174SEC filing
Jul 12, 2011Amendment$259,940,709$41,300,000vs Aug 6, 201071SEC filing
Aug 6, 2010Amendment$218,640,709$99,913,392vs Aug 7, 200969SEC filing
Aug 7, 2009Amendment$118,727,317No comparison50SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-88039

Source: Form D, filed Nov 25, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

R. G. NIEDERHOFFER GLOBAL FUND, LP I

Investment adviser: R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.

Gross asset value
$5.2M
Beneficial owners
10
ADV minimum commitment
$1M

Reported in Form ADV on Jan 19, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING INC. OAKBROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHEN & COMPANY HUNT VALLEY, Maryland, United States
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

COHEN & COMPANY
PCAOB 925

Filing source

Form ADV 1477084 · Jan 19, 2021 · Schedule D 7.B.(1), fund 805-3406354727

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Roy G. Niederhoffer Director, Executive, Promoter
Paul Shen Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1700 Broadway 39 Th Floor
New York, NY, 10019