Investment adviser · CRD 108468

POLEN CAPITAL CREDIT, LLC

Investment adviser filing (IA)

WALTHAM, MA, United States · Form ADV filed May 4, 2026

Regulatory AUM: $6.13B
Client accounts: 44
Employees: 46
Advisory professionals: 28

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Retirement plans	8	$1,769,623,402	28.9%
Government entities	6	$1,335,393,426	21.8%
Pooled investment vehicles	14	$1,221,777,068	19.9%
Investment companies	9	$919,755,918	15.0%
Charities	Fewer than 5	$401,891,098	6.6%
Other investment advisers	Fewer than 5	$317,949,594	5.2%
Sovereign wealth & foreign institutions	Fewer than 5	$163,076,306	2.7%
Corporations & businesses	Fewer than 5	$0	0.0%

Filing source

Form ADV 2101820 · May 4, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

16 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

POLEN CAPITAL FUNDS, LLC - POLEN CAPITAL OPPORTUNISTIC HIGH YIELD FUNDOther Private Fund · Last reported May 4, 2026$142MGross asset value

Form D fundraising filings

Polen Capital Opportunistic High Yield Fund

Fund administrator THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHEN & COMPANY CLEVELAND, Ohio, United States

Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHEN & COMPANY
PCAOB 925

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28EN0NFVK49

Fund details & source

Fund ID: 805-7165061069
Reported beneficial owners: 7
Minimum commitment: $2.5M
Form D file number: 021-454834

Form ADV 2101820 · May 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

POLEN CAPITAL CLO EQUITY PARTNERS FUND LPOther Private Fund · Last reported May 4, 2026$63.8MGross asset value

Form D fundraising filings

Polen Capital CLO Equity Partners Fund LP

Feeder funds

POLEN CAPITAL CLO EMPLOYEE HOLDINGS, LLC

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer FULLBRIDGE CAPITAL MELBOURNE, Australia Related to adviser: No

Marketer SYNERGY CAPITAL MANAGEMENT, INC. TOKYO, Japan Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 238

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28EN0NFVK49

Fund details & source

Fund ID: 805-7621253554
Reported beneficial owners: 12
Minimum commitment: $1M
Form D file number: 021-523851

Form ADV 2101820 · May 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DDJ CAPITAL MANAGEMENT GROUP TRUST - HIGH YIELD INVESTMENT FUNDOther Private Fund · Last reported Mar 29, 2022$326MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON EVERETT, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP NEW YORK, New York, United States

Custodian THE BANK OF NEW YORK MELLON EVERETT, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG, LLP
PCAOB 185

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

Fund details & source

Fund ID: 805-7947533430
Reported beneficial owners: 4
Minimum commitment: $5M

Form ADV 1616559 · Mar 29, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DDJ ARVO HIGH YIELD FUND, L.P.Hedge Fund · Last reported Mar 26, 2015$249MGross asset value

Form D fundraising filings

DDJ Arvo High Yield Fund, L.P.

Fund administrator US BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP NEW YORK, New York, United States

Custodian US NATIONAL BANK ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-8797721874
Reported beneficial owners: 2
Minimum commitment: $5M
Form D file number: 021-191277

Form ADV 871066 · Mar 26, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DDJ CAPITAL MANAGEMENT GROUP TRUST - DDJ CUSTOM HIGH YIELD FUND 2017Other Private Fund · Last reported Jul 12, 2019$208MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON EVERETT, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP NEW YORK, New York, United States

Custodian THE BANK OF NEW YORK MELLON EVERETT, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG, LLP
PCAOB 185

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

Fund details & source

Fund ID: 805-1393702192
Reported beneficial owners: 2
Minimum commitment: $5M

Form ADV 1334281 · Jul 12, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DDJ/TAF STRATEGIC INCOME FUND, L.P.Hedge Fund · Last reported Jul 12, 2019$99.6MGross asset value

Form D fundraising filings

DDJ/TAF Strategic Income Fund, L.P.

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE, LLP BOSTON, Massachusetts, United States

Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE, LLP
PCAOB 34

U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80

Fund details & source

Fund ID: 805-3166906258
Reported beneficial owners: 2
Minimum commitment: $5M
Form D file number: 021-195206

Form ADV 1334281 · Jul 12, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

POLEN CAPITAL FUNDS, LLC - POLEN CAPITAL FLOATING RATE LOAN FUNDOther Private Fund · Last reported May 6, 2025$10.5MGross asset value

Form D fundraising filings

Polen Capital Floating Rate Loan Fund

Fund administrator THE BANK OF NEW YORK MELLON EVERETT, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHEN & COMPANY CLEVELAND, Ohio, United States

Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHEN & COMPANY
PCAOB 925

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28EN0NFVK49

Fund details & source

Fund ID: 805-2761198325
Reported beneficial owners: 5
Minimum commitment: $2.5M
Form D file number: 021-454817

Form ADV 1987491 · May 6, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 4, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

1075 MAIN STREET, SUITE 320
WALTHAM, MA, 02451, United States

CRD 108468

Filing source

Form ADV 2101820 · May 4, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.