Form D · Other Investment Fund

Polen Capital CLO Employee Holdings, LLC

Waltham, MA · CIK 0002052565

Offering snapshot reported Nov 9, 2026 · SEC filing

Reported sold
$26.2M
Indefinite offering
Investors reported
43
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Oct 22, 2024
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$13.1M$26.2MJan 17, 2025: $23,515,000.00Jan 17, 2025Jan 23, 2025: $23,515,000.00Nov 5, 2025: $26,200,000.00Nov 5, 2025Nov 9, 2026: $26,200,000.00Nov 9, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 9, 2026Amendment$26,200,000$0vs Nov 5, 202543SEC filing
Nov 5, 2025Amendment$26,200,000$2,685,000vs Jan 23, 202543SEC filing
Jan 23, 2025Amendment$23,515,000$0vs Jan 17, 202542SEC filing
Jan 17, 2025Initial$23,515,000No comparison42SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-535577

Source: Form D, filed Nov 9, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

POLEN CAPITAL CLO EMPLOYEE HOLDINGS, LLC

Investment adviser: POLEN CAPITAL CREDIT, LLC

Gross asset value
$24.2M
Beneficial owners
42
ADV minimum commitment
$25K

Reported in Form ADV on May 4, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 238

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28EN0NFVK49

Filing source

Form ADV 2101820 · May 4, 2026 · Schedule D 7.B.(1), fund 805-7664278530

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Investment Manager Polen Capital Credit, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Attn: Polen Capital Credit Legal Depart. 1075 Main Street, Suite 320
Waltham, MA, 02451