Form D · Other Investment Fund

DDJ Arvo High Yield Fund, L.P.

Waltham, MA · CIK 0001567833

Offering snapshot reported Feb 4, 2013 · SEC filing

Reported sold: $131M
Investors reported: 1
Minimum accepted: $0
First sale: Feb 1, 2013

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 4, 2013	Initial	$130,844,635	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-191277

Source: Form D, filed Feb 4, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DDJ ARVO HIGH YIELD FUND, L.P.

Investment adviser: POLEN CAPITAL CREDIT, LLC

Gross asset value: $249M
Beneficial owners: 2
ADV minimum commitment: $5M

Reported in Form ADV on Mar 26, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator US BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP NEW YORK, New York, United States

Custodian US NATIONAL BANK ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 871066 · Mar 26, 2015 · Schedule D 7.B.(1), fund 805-8797721874

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Investment Manager Ddj Capital Management, Llc	Promoter
General Partner Ddj/Gp Arvo High Yield, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Ddj Capital Management, Llc 130 Turner Street, Bldg. 3, Suite 600
Waltham, MA, 02453