Form D · Other Investment Fund

Polen Capital Opportunistic High Yield Fund

Woburn, MA · CIK 0001937035

Offering snapshot reported Apr 22, 2026 · SEC filing

Reported sold
$143M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$2.5M
Reported outside-investor minimum
First sale
Jun 16, 2022
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$71.5M$143MAug 4, 2022: $2,500,000.00Aug 4, 2022Jul 31, 2023: $2,497,175.00Jul 31, 2023Apr 12, 2024: $15,535,492.00Apr 12, 2024Jun 23, 2025: $16,855,881.00Jun 23, 2025Apr 22, 2026: $142,995,110.00Apr 22, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$16,855,881 → $142,995,110
  • Reported investors5 → 7

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 22, 2026Amendment$142,995,110$126,139,229vs Jun 23, 20257SEC filing
Jun 23, 2025Amendment$16,855,881$14,358,706vs Jul 31, 20235SEC filing
Apr 12, 2024Amendment$15,535,492$13,038,317vs Jul 31, 20235SEC filing
Jul 31, 2023Amendment$2,497,175-$2,825vs Aug 4, 20223SEC filing
Aug 4, 2022Initial$2,500,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-454834

Source: Form D, filed Apr 22, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

POLEN CAPITAL FUNDS, LLC - POLEN CAPITAL OPPORTUNISTIC HIGH YIELD FUND

Investment adviser: POLEN CAPITAL CREDIT, LLC

Gross asset value
$142M
Beneficial owners
7
ADV minimum commitment
$2.5M

Reported in Form ADV on May 4, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHEN & COMPANY CLEVELAND, Ohio, United States
Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

COHEN & COMPANY
PCAOB 925

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28EN0NFVK49

Filing source

Form ADV 2101820 · May 4, 2026 · Schedule D 7.B.(1), fund 805-7165061069

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Global Trust Company Director
Polen Capital Credit Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Global Trust Company 12 Gill Street, Suite 2600
Woburn, MA, 01801