Investment adviser · CRD 161420

PEMBROOK CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 26, 2026

Regulatory AUM: $469M
Client accounts: 6
Employees: 11
Advisory professionals: 10

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	6	$468,538,044	100.0%

Filing source

Form ADV 2080055 · Mar 26, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PCI INVESTORS FUND III, LLCHedge Fund · Last reported Mar 26, 2026$116MGross asset value

Form D fundraising filings

PCI Investors Fund III, LLC

Fund administrator THE BACK OFFICE SERVICES GROUP, LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK LLP NEW YORK, New York, United States

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian WEBSTER BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHNREZNICK LLP
PCAOB 596

JPMORGAN CHASE BANK, N.A.
LEI 13-4994650

WEBSTER BANK
LEI 549300TN38DPH732VI

Fund details & source

Fund ID: 805-1211298775
Reported beneficial owners: 12
Minimum commitment: $10M
Form D file number: 021-206894

Form ADV 2080055 · Mar 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PCI INVESTORS FUND IV, LLCHedge Fund · Last reported Mar 26, 2026$111MGross asset value

Form D fundraising filings

PCI Investors Fund IV LLC

Fund administrator THE BACK OFFICE SERVICES GROUP, LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK LLP NEW YORK, New York, United States

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian WEBSTER BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHNREZNICK LLP
PCAOB 596

JPMORGAN CHASE BANK, N.A.
LEI 13-4994650

WEBSTER BANK
LEI 549300TN38DPH732VI

Fund details & source

Fund ID: 805-3872752997
Reported beneficial owners: 5
Minimum commitment: $5M
Form D file number: 021-333802

Form ADV 2080055 · Mar 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PCI IV PREFERRED EQUITY ISSUER, LLCHedge Fund · Last reported Mar 26, 2026$53MGross asset value

Form D fundraising filings

PCI IV PREFERRED EQUITY ISSUER LLC

Fund administrator THE BACK OFFICE SERVICES GROUP, LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK LLP NEW YORK, New York, United States

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian WEBSTER BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHNREZNICK LLP
PCAOB 596

JPMORGAN CHASE BANK, N.A.
LEI 13-4994650

WEBSTER BANK
LEI 549300TN38DPH732VI

Fund details & source

Fund ID: 805-7459029405
Reported beneficial owners: 6
Minimum commitment: $5M
Form D file number: 021-333805

Form ADV 2080055 · Mar 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PCI III PREFERRED EQUITY ISSUER, LLCHedge Fund · Last reported Mar 26, 2026$47.8MGross asset value

Form D fundraising filings

PCI III Preferred Equity Issuer, LLC

Fund administrator THE BACK OFFICE SERVICES GROUP, LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK LLP NEW YORK, New York, United States

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian WEBSTER BANK NA NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHNREZNICK LLP
PCAOB 596

JPMORGAN CHASE BANK, N.A.
LEI 13-4994650

WEBSTER BANK NA
LEI 549300TN38DPH732VI

Fund details & source

Fund ID: 805-4589578992
Reported beneficial owners: 5
Minimum commitment: $10M
Form D file number: 021-281476

Form ADV 2080055 · Mar 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PEMBROOK COMMUNITY INVESTORS LLCHedge Fund · Last reported Jul 19, 2019$190MGross asset value

Fund administrator THE BACK OFFICE SERVICES GROUP, LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No

Custodian STERLING NATIONAL BANK NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Marketer MARINER GROUP CAPITAL MARKETS, LLC HARRISON, New York, United States Related to adviser: Yes

Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON LLP
PCAOB 248

J.P. MORGAN CLEARING CORP.
SEC 8-43724

STERLING NATIONAL BANK
LEI 549300TN38DPH732VI

MARINER GROUP CAPITAL MARKETS, LLC
CRD 25878 · SEC 8-42116

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source

Fund ID: 805-4045604416
Reported beneficial owners: 3
Minimum commitment: $1M
Form D file number: 021-105126

Form ADV 1335473 · Jul 19, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PEMBROOK COMMUNITY INVESTORS I (REIT) LLCHedge Fund · Last reported Jul 19, 2019$8.16MGross asset value

Form D fundraising filings

Pembrook Community Investors I (REIT) LLC

Fund administrator THE BACK OFFICE SERVICES GROUP, LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian STERLING NATIONAL BANK NEW YORK, New York, United States Related to adviser: No

Marketer MARINER GROUP CAPITAL MARKETS, LLC HARRISON, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON LLP
PCAOB 248

STERLING NATIONAL BANK
LEI 549300TN38DPH732VI

MARINER GROUP CAPITAL MARKETS, LLC
CRD 25878 · SEC 8-42116

Fund details & source

Fund ID: 805-9671360662
Reported beneficial owners: 38
Minimum commitment: $1M
Form D file number: 021-330737

Form ADV 1335473 · Jul 19, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PCI INVESTORS FUND II LLCHedge Fund · Last reported Dec 7, 2020$477KGross asset value

Form D fundraising filings

PCI Investors Fund II LLC

Fund administrator THE BACK OFFICE SERVICES GROUP, LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Custodian WELLS FARGO BANK, N.A. SAN FRANSCISCO, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-1140520784
Reported beneficial owners: 3
Minimum commitment: $10M
Form D file number: 021-132544

Form ADV 1472685 · Dec 7, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 26, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

485 MADISON AVENUE, 22ND FLOOR
NEW YORK, NY, 10022, United States

CRD 161420

Filing source

Form ADV 2080055 · Mar 26, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.