Form D · Private Equity Fund
PCI Investors Fund II LLC
New York, NY · CIK 0001467546
Offering snapshot reported Jul 9, 2009 · SEC filing
- Reported sold
- $100M Offering amount: $500M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 24, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 9, 2009 | Initial | $100,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.1, 3C.5
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $7M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-132544
The Total Amount Sold represents a commitment which has not yet been called.
The estimated amount assumes that the Total Offering Amount of $500,000,000 is sold.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Mariner Group Capital Markets, Inc. | 25878 | |
| Atlantic Financial Services of Maine, Inc. | 31743 |
Source: Form D, filed Jul 9, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PCI INVESTORS FUND II LLC
Investment adviser: PEMBROOK CAPITAL MANAGEMENT LLC
- Gross asset value
- $477K
- Beneficial owners
- 3
- ADV minimum commitment
- $10M
Reported in Form ADV on Dec 7, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Filing source
Form ADV 1472685 · Dec 7, 2020 · Schedule D 7.B.(1), fund 805-1140520784
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Neil S. Bo | Director |
| Stuart J. Boesky | Executive |
| John A. Garth | Director |
| N/A Mariner Partners, Inc. | Director |
| N/A Pembrook Capital Management, Llc | Director |
| Brian L. Shelly | Director |
| N/A The Pembrook Group, Llc | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10017