Form D · Other Investment Fund

PCI IV PREFERRED EQUITY ISSUER LLC

New York, NY · CIK 0001767395

Offering snapshot reported Feb 28, 2019 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $10M
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 28, 2019	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-333805

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Mariner Group Capital Markets, Inc.	25878

Source: Form D, filed Feb 28, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PCI IV PREFERRED EQUITY ISSUER, LLC

Investment adviser: PEMBROOK CAPITAL MANAGEMENT LLC

Gross asset value: $53M
Beneficial owners: 6
ADV minimum commitment: $5M

Reported in Form ADV on Mar 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BACK OFFICE SERVICES GROUP, LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK LLP NEW YORK, New York, United States

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian WEBSTER BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHNREZNICK LLP
PCAOB 596

JPMORGAN CHASE BANK, N.A.
LEI 13-4994650

WEBSTER BANK
LEI 549300TN38DPH732VI

Filing source

Form ADV 2080055 · Mar 26, 2026 · Schedule D 7.B.(1), fund 805-7459029405

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Stuart Boesky	Executive
Robert Hellman	Executive
N/A Pci Iv Management, Llc	Director
N/A Pembrook Capital Management Llc	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

485 Madison Ave. 22 Nd Floor
New York, NY, 10022