Form D · Other Investment Fund

PCI III Preferred Equity Issuer, LLC

New York, NY · CIK 0001682944

Offering snapshot reported Feb 28, 2017 · SEC filing

Reported sold
$39M
Offering amount: $150M
Investors reported
4
Form D · investor count
Minimum accepted
$10M
Reported outside-investor minimum
First sale
Apr 22, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 28, 2017Initial$39,000,000No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$39K (estimated)
Finders' fees
$0
Form D file number
021-281476

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Jeffrey T. Jerrier2259928Mariner Group Capital Markets, Inc. · CRD 25878

Source: Form D, filed Feb 28, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PCI III PREFERRED EQUITY ISSUER, LLC

Investment adviser: PEMBROOK CAPITAL MANAGEMENT LLC

Gross asset value
$47.8M
Beneficial owners
5
ADV minimum commitment
$10M

Reported in Form ADV on Mar 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BACK OFFICE SERVICES GROUP, LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHNREZNICK LLP NEW YORK, New York, United States
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian WEBSTER BANK NA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

COHNREZNICK LLP
PCAOB 596

JPMORGAN CHASE BANK, N.A.
LEI 13-4994650

WEBSTER BANK NA
LEI 549300TN38DPH732VI

Filing source

Form ADV 2080055 · Mar 26, 2026 · Schedule D 7.B.(1), fund 805-4589578992

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Stuart Boesky Executive
Robert Hellman Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
485 Madison Avenue 22 Nd Floor
New York, NY, 10022