Investment adviser · CRD 5670

PAULSON INVESTMENT COMPANY, LLC

Investment adviser filing (IA)

CHICAGO, IL, United States · Form ADV filed Jun 2, 2017

Regulatory AUM
$15.4M
Form ADV · Item 5.F
Client accounts
7
Accounts, not individual clients
Employees
50
Reported in this filing
Advisory professionals
5
Investment advisory functions

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PAULSON BKE INVESTMENTS, LLCSecuritized Asset Fund · Last reported Jun 2, 2017$4.52MGross asset value

Form D fundraising filings

Paulson BKE Investments, LLC

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-8994956874
Reported beneficial owners
45
Minimum commitment
$10K
Form D file number
021-219967

Form ADV 1119952 · Jun 2, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ELECTROCORE INVESTMENTS, LLC.Securitized Asset Fund · Last reported Jun 2, 2017$3.1MGross asset value

Form D fundraising filings

Paulson ElectroCore Investments, LLC

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9018352525
Reported beneficial owners
78
Minimum commitment
$10K
Form D file number
021-281304

Form ADV 1119952 · Jun 2, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PAULSON DERMTECH INVESTMENTS II, LLCSecuritized Asset Fund · Last reported Jun 2, 2017$2.71MGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-2393491433
Reported beneficial owners
40
Minimum commitment
$10K

Form ADV 1119952 · Jun 2, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PAULSON DERMTECH INVESTMENTS, LLC>Securitized Asset Fund · Last reported Jun 2, 2017$2.59MGross asset value

Form D fundraising filings

Paybook, Inc.

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-5384474743
Reported beneficial owners
68
Minimum commitment
$10K
Form D file number
021-244290

Form ADV 1119952 · Jun 2, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BIOD PAULSON 1 LLCSecuritized Asset Fund · Last reported Jun 2, 2017$1.51MGross asset value

Form D fundraising filings

BioD Paulson 1, LLC

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-2434905701
Reported beneficial owners
40
Minimum commitment
$10K
Form D file number
021-193614

Form ADV 1119952 · Jun 2, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PAULSON DERMTECH III INVESTMENTSSecuritized Asset Fund · Last reported Jun 2, 2017$1.33MGross asset value

Form D fundraising filings

Paulson DermTech Investments III, LLC

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-4419377187
Reported beneficial owners
45
Minimum commitment
$10K
Form D file number
021-276863

Form ADV 1119952 · Jun 2, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PAULSON SCILEX INVESTMENTS, LLCSecuritized Asset Fund · Last reported Jun 2, 2017$1.16MGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-7132294882
Reported beneficial owners
38
Minimum commitment
$10K

Form ADV 1119952 · Jun 2, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 2, 2017. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Commissions · Performance-based

Principal office

566 WEST ADAMS ST, SUITE 750
CHICAGO, IL, 60661, United States

CRD 5670

Filing source

Form ADV 1119952 · Jun 2, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.