Form D · Private Equity Fund
Paulson BKE Investments, LLC
Portland, OR · CIK 0001612138
Offering snapshot reported Jun 27, 2014 · SEC filing
- Reported sold
- $753K Offering amount: $5M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $106K Reported outside-investor minimum
- First sale
- Jun 13, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 27, 2014 | Initial | $752,510 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $49.2K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-219967
Although the minimum investment amount per investors is $106,000, the Managing Member may, and has, accept lower investment amounts in its sole discretion.
The amount listed above is an estimate of sales commissions paid to Paulson Investment Company, Inc., and its associated persons on the membership interests sold to date.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Minish Joe Hede | 2389098 | Paulson Investment Company, Inc. · CRD 5670 |
| Kevin Richard Graetz | 1935982 | Paulson Investment Company, Inc. · CRD 5670 |
| Thomas J. Shanley | 5819655 | Paulson Investment Company, Inc. · CRD 5670 |
| Ahmed Ghassan Gheith | 5783951 | Paulson Investment Company, Inc. · CRD 5670 |
Source: Form D, filed Jun 27, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PAULSON BKE INVESTMENTS, LLC
Investment adviser: PAULSON INVESTMENT COMPANY, LLC
- Gross asset value
- $4.52M
- Beneficial owners
- 45
- ADV minimum commitment
- $10K
Reported in Form ADV on Jun 2, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 1119952 · Jun 2, 2017 · Schedule D 7.B.(1), fund 805-8994956874
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Paulson Investment Company, Inc. Paulson Investment Company, Inc. | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Portland, OR, 97209