Form D · Other Investment Fund

Paulson ElectroCore Investments, LLC

Chicago, IL · CIK 0001698901

Offering snapshot reported Jun 15, 2017 · SEC filing

Reported sold
$3.32M
Indefinite offering
Investors reported
75
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Dec 30, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.66M$3.32MFeb 24, 2017: $1,301,278.00Feb 24, 2017Jun 15, 2017: $3,318,542.00Jun 15, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,301,278 → $3,318,542
  • Reported investors32 → 75
  • Minimum accepted$26,750 → $10,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 15, 2017Amendment$3,318,542$2,017,264vs Feb 24, 201775SEC filing
Feb 24, 2017Initial$1,301,278No comparison32SEC filing

Offering details

Securities
Debt, Option to acquire, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$217K
Finders' fees
$0
Form D file number
021-281304

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Peter Fogarty1889799Paulson Investment Company, LLC · CRD 5670
Ahmed Gheith5783951Paulson Investment Company, LLC · CRD 5670
Kevin Graetz1935982Paulson Investment Company, LLC · CRD 5670
Minish Hede2389098Paulson Investment Company, LLC · CRD 5670
Albert Landstrom1335652Paulson Investment Company, LLC · CRD 5670
Gary Saccaro1806863Paulson Investment Company, LLC · CRD 5670
Chris DeGroat2718167Paulson Investment Company, LLC · CRD 5670
Hazem Algendi6532152Paulson Investment Company, LLC · CRD 5670
John Nole1609191Paulson Investment Company, LLC · CRD 5670
Thomas Endres1565192Paulson Investment Company, LLC · CRD 5670
Phillip Falk2372997Paulson Investment Company, LLC · CRD 5670
Bryan Koppel6658211Paulson Investment Company, LLC · CRD 5670
Michael Nixon2169631Paulson Investment Company, LLC · CRD 5670
Matthew Albers2917814Paulson Investment Company, LLC · CRD 5670
Kumar Singh6577670Paulson Investment Company, LLC · CRD 5670
Tim Touloukian2803832Paulson Investment Company, LLC · CRD 5670

Source: Form D, filed Jun 15, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ELECTROCORE INVESTMENTS, LLC.

Investment adviser: PAULSON INVESTMENT COMPANY, LLC

Gross asset value
$3.1M
Beneficial owners
78
ADV minimum commitment
$10K

Reported in Form ADV on Jun 2, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 1119952 · Jun 2, 2017 · Schedule D 7.B.(1), fund 805-9018352525

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Paulson Investment Company, Llc Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
566 W Adams Street, Suite 750
Chicago, IL, 60661