Form D · Other Investment Fund
Paulson DermTech Investments III, LLC
Chicago, IL · CIK 0001693005
Offering snapshot reported Jun 15, 2017 · SEC filing
- Reported sold
- $1.74M Indefinite offering
- Investors reported
- 52 Form D · investor count
- Minimum accepted
- $5K Reported outside-investor minimum
- First sale
- Nov 30, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,321,651 → $1,741,055
- Reported investors42 → 52
- Minimum accepted$26,750 → $5,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 15, 2017 | Amendment | $1,741,055 | $419,404vs Jan 4, 2017 | 52 | SEC filing |
| Jan 4, 2017 | Amendment | $1,321,651 | $237,235vs Dec 22, 2016 | 42 | SEC filing |
| Dec 22, 2016 | Initial | $1,084,416 | No comparison | 36 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $78.4K
- Finders' fees
- $0
- Form D file number
- 021-276863
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Chris DeGroat | 2718167 | Paulson Investment Company, LLC · CRD 5670 |
| Peter Fogarty | 1889799 | Paulson Investment Company, LLC · CRD 5670 |
| Ahmed Gheith | 5783951 | Paulson Investment Company, LLC · CRD 5670 |
| Kevin Graetz | 1935982 | Paulson Investment Company, LLC · CRD 5670 |
| Minish Hede | 2389098 | Paulson Investment Company, LLC · CRD 5670 |
| Gary Saccaro | 1806863 | Paulson Investment Company, LLC · CRD 5670 |
| Albert Landstrom | 1335652 | Paulson Investment Company, LLC · CRD 5670 |
| Timothy Touloukian | 2803832 | Paulson Investment Company, LLC · CRD 5670 |
| Eugene Webb | 1851855 | Paulson Investment Company, LLC · CRD 5670 |
| Hazem Algendi | 6532152 | Paulson Investment Company, LLC · CRD 5670 |
| Thomas Endres | 1565192 | Paulson Investment Company, LLC · CRD 5670 |
| John Nole | 1609191 | Paulson Investment Company, LLC · CRD 5670 |
Source: Form D, filed Jun 15, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PAULSON DERMTECH III INVESTMENTS
Investment adviser: PAULSON INVESTMENT COMPANY, LLC
- Gross asset value
- $1.33M
- Beneficial owners
- 45
- ADV minimum commitment
- $10K
Reported in Form ADV on Jun 2, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 1119952 · Jun 2, 2017 · Schedule D 7.B.(1), fund 805-4419377187
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Paulson Investment Company, Llc | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60661