Investment adviser · CRD 160122

OCEAN AVENUE CAPITAL PARTNERS, L.P.

Investment adviser filing (IA)

SANTA MONICA, CA, United States · Form ADV filed Jun 17, 2026

Regulatory AUM: $1.96B
Client accounts: 18
Employees: 15
Advisory professionals: 12

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	18	$1,964,227,217	100.0%

Filing source

Form ADV 2113633 · Jun 17, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

11 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

OCEAN AVENUE FUND V, L.P.Private Equity Fund · Last reported Jun 17, 2026$776MGross asset value

Fund administrator ALTERDOMUS SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP LOS ANGELES, California, United States

Custodian CITIBANK, N.A. LOS ANGELES, California, United States Related to adviser: No

Custodian FIRST-CITIZENS BANK & TRUST COMPANY RALEIGH, North Carolina, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INC. SAN FRANCISCO, California, United States Related to adviser: No

Marketer CALTON & ASSOCIATES, INC. TAMPA, Florida, United States Related to adviser: No

Marketer EVROPIAN SARL ETOY, Switzerland Related to adviser: No

Marketer INVICTA CAPITAL, LLC MONROEVILLE, Pennsylvania, United States Related to adviser: No

Marketer METRIC POINT CAPITAL SAN CLEMENTE, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

CALTON & ASSOCIATES, INC.
CRD 20999 · SEC 801-70036

Fund details & source

Fund ID: 805-1684366922
Reported beneficial owners: 119
Minimum commitment: $5M
Form D file number: 021-155569

Form ADV 2113633 · Jun 17, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCEAN AVENUE FUND IV, L.P.Private Equity Fund · Last reported Jun 17, 2026$455MGross asset value

Form D fundraising filings

OCEAN AVENUE FUND IV, L.P.

Feeder funds

OCEAN AVENUE FUND IV CAYMAN, L.P.

Fund administrator SS&C TECHNOLOGIES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP LOS ANGELES, California, United States

Custodian CITIBANK, N.A. LOS ANGELES, California, United States Related to adviser: No

Custodian FIRST-CITIZENS BANK & TRUST COMPANY RALEIGH, North Carolina, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INC. SAN FRANCISCO, California, United States Related to adviser: No

Marketer ALCIFOR ADVISORY ASSOCIATES HELLERUP, Denmark Related to adviser: No

Marketer CALTON & ASSOCIATES, INC. TAMPA, Florida, United States Related to adviser: No

Marketer DEBERE PARTNERS LIMITED LONDON, United Kingdom Related to adviser: No

Marketer IMPACT CAPITAL PARTNERS SPAIN S.A. BARCELONA, Spain Related to adviser: No

Marketer SHORELINEAMBROSE ADVISORS, LLC SAN DIEGO, California, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

CALTON & ASSOCIATES, INC.
CRD 20999 · SEC 801-70036

SHORELINEAMBROSE ADVISORS, LLC
CRD 141046 · SEC 8-67357

Fund details & source

Fund ID: 805-8815592010
Reported beneficial owners: 73
Minimum commitment: $5M
Form D file number: 021-333610

Form ADV 2113633 · Jun 17, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCEAN AVENUE FUND III, L.P.Private Equity Fund · Last reported Jun 17, 2026$236MGross asset value

Form D fundraising filings

OCEAN AVENUE FUND III, L.P.

Feeder funds

OCEAN AVENUE FUND III CAYMAN, L.P.

Fund administrator SS&C TECHNOLOGIES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP LOS ANGELES, California, United States

Custodian CITIBANK, N.A. LOS ANGELES, California, United States Related to adviser: No

Custodian FIRST-CITIZENS BANK & TRUST COMPANY RALEIGH, North Carolina, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INC. SAN FRANCISCO, California, United States Related to adviser: No

Marketer ALCIFOR ADVISORY ASSOCIATES HELLERUP, Denmark Related to adviser: No

Marketer CALTON & ASSOCIATES, INC. TAMPA, Florida, United States Related to adviser: No

Marketer GROWTH CAPITAL SERVICES, INC. SAN FRANCISCO, California, United States Related to adviser: No

Marketer IMPACT CAPITAL PARTNERS SPAIN SA BARCELONA, Spain Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

CALTON & ASSOCIATES, INC.
CRD 20999 · SEC 801-70036

GROWTH CAPITAL SERVICES, INC.
CRD 124658

Fund details & source

Fund ID: 805-1332077925
Reported beneficial owners: 40
Minimum commitment: $5M
Form D file number: 021-251730

Form ADV 2113633 · Jun 17, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCEAN AVENUE FUND II, L.P.Private Equity Fund · Last reported Jun 17, 2026$130MGross asset value

Form D fundraising filings

OCEAN AVENUE FUND II, L.P.

Feeder funds

OCEAN AVENUE FUND II CAYMAN, L.P.

Fund administrator SS&C TECHNOLOGIES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP LOS ANGELES, California, United States

Custodian CITIBANK, N.A. LOS ANGELES, California, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INC. SAN FRANCISCO, California, United States Related to adviser: No

Marketer ALCIFOR ADVISORY ASSOCIATES HELLERUP, Denmark Related to adviser: No

Marketer CALTON & ASSOCIATES, INC. TAMPA, Florida, United States Related to adviser: No

Marketer GROWTH CAPITAL SERVICES, INC. SAN FRANCISCO, California, United States Related to adviser: No

Marketer GUDME RAASCHOU, A DIVISION OF LAAN & SPAR BANK A/S FREDERIKSBERG, Denmark Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

CALTON & ASSOCIATES, INC.
CRD 20999 · SEC 801-70036

GROWTH CAPITAL SERVICES, INC.
CRD 124658

Fund details & source

Fund ID: 805-4457500228
Reported beneficial owners: 17
Minimum commitment: $100K
Form D file number: 021-194256

Form ADV 2113633 · Jun 17, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCEAN AVENUE FUND III-P, L.P.Private Equity Fund · Last reported Jun 17, 2026$123MGross asset value

Form D fundraising filings

OCEAN AVENUE FUND III-P, L.P.

Fund administrator SS&C TECHNOLOGIES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP LOS ANGELES, California, United States

Custodian CITIBANK, N.A. LOS ANGELES, California, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INC. SAN FRANCISCO, California, United States Related to adviser: No

Marketer ALCIFOR ADVISORY ASSOCIATES HELLERUP, Denmark Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

Fund details & source

Fund ID: 805-9435116056
Reported beneficial owners: 2
Minimum commitment: $8.5M
Form D file number: 021-239305

Form ADV 2113633 · Jun 17, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCEAN AVENUE FUND IV-SA, L.P.Private Equity Fund · Last reported Jun 17, 2026$101MGross asset value

Feeder funds

OCEAN AVENUE FUND IV-SA CAYMAN, L.P.

Fund administrator SS&C TECHNOLOGIES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP LOS ANGELES, California, United States

Custodian CITIBANK, N.A. LOS ANGELES, California, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INC. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Fund details & source

Fund ID: 805-9331473714
Reported beneficial owners: 3
Minimum commitment: $4M

Form ADV 2113633 · Jun 17, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCEAN AVENUE FUND III-SA, L.P.Private Equity Fund · Last reported Jun 17, 2026$49.2MGross asset value

Feeder funds

OCEAN AVENUE AUT III-SA

Fund administrator SS&C TECHNOLOGIES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP LOS ANGELES, California, United States

Custodian CITIBANK, N.A. LOS ANGELES, California, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INC. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Fund details & source

Fund ID: 805-7449985119
Reported beneficial owners: 3
Minimum commitment: $4M

Form ADV 2113633 · Jun 17, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 17, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

401 WILSHIRE BLVD., SUITE 1020
SANTA MONICA, CA, 90401, United States

CRD 160122

Filing source

Form ADV 2113633 · Jun 17, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.