Form D · Private Equity Fund

OCEAN AVENUE FUND II, L.P.

Santa Monica, CA · CIK 0001573307

Offering snapshot reported Mar 28, 2014 · SEC filing

Reported sold
$160M
Offering amount: $160M
Investors reported
9
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 1, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 9

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 28, 2014Amendment$160,000,000No comparison9SEC filing
Mar 29, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-194256
The General Partner reserves the right to offer a greater or lesser amount of limited partner interests.
Such fees, if any, will only be paid upon the sale of interests to certain investors (based upon a fee schedule) and such amounts will not be finalized until completion of the offering.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
CALTON & ASSOCIATES INCORPORATION20999
GUDME RAASCHOUNone
ALCIFOR ADVISORY ASSOCIATESNone
GROWTH CAPITAL SERVICES, INC.124658

Source: Form D, filed Mar 28, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OCEAN AVENUE FUND II, L.P.

Investment adviser: OCEAN AVENUE CAPITAL PARTNERS, L.P.

Gross asset value
$130M
Beneficial owners
17
ADV minimum commitment
$100K

Reported in Form ADV on Jun 17, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP LOS ANGELES, California, United States
Custodian CITIBANK, N.A. LOS ANGELES, California, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INC. SAN FRANCISCO, California, United States Related to adviser: No
Marketer ALCIFOR ADVISORY ASSOCIATES HELLERUP, Denmark Related to adviser: No
Marketer CALTON & ASSOCIATES, INC. TAMPA, Florida, United States Related to adviser: No
Marketer GROWTH CAPITAL SERVICES, INC. SAN FRANCISCO, California, United States Related to adviser: No
Marketer GUDME RAASCHOU, A DIVISION OF LAAN & SPAR BANK A/S FREDERIKSBERG, Denmark Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

CALTON & ASSOCIATES, INC.
CRD 20999 · SEC 801-70036

GROWTH CAPITAL SERVICES, INC.
CRD 124658

Filing source

Form ADV 2113633 · Jun 17, 2026 · Schedule D 7.B.(1), fund 805-4457500228

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Duran Curis Executive, Promoter
Jeffrey L. Ennis Executive, Promoter
Jacques Youssefmir Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
401 Wilshire Boulevard, Suite 230
Santa Monica, CA, 90401