Form D · Private Equity Fund

OCEAN AVENUE FUND IV CAYMAN, L.P.

Santa Monica, CA · CIK 0001765358

Offering snapshot reported Feb 25, 2020 · SEC filing

Reported sold: $339M
Investors reported: 68
Minimum accepted: $0
First sale: Mar 6, 2019

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 68

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 25, 2020	Amendment	$338,700,000	No comparison	68	SEC filing
Feb 26, 2019	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-333609

The General Partner of the Issuer reserves the right to offer a greater or lesser amount of limited partner interests. Total Offering Amount and Total Remaining to be Sold are aggregated with the Issuer's master fund.

Placement agent fees to be paid on a fee schedule. Any such fees payable by the Issuer are offset dollar-for-dollar against the management fees.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
CALTON & ASSOCIATES, INC.	20999
SHORLINEAMBROSE ADVISORS, LLC	141046
IMPACT CAPITAL PARTNERS SPAIN S.A.	None

Source: Form D, filed Feb 25, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OCEAN AVENUE FUND IV CAYMAN, L.P.

Investment adviser: OCEAN AVENUE CAPITAL PARTNERS, L.P.

Gross asset value: $129M
Beneficial owners: 16
ADV minimum commitment: $5M

Reported in Form ADV on Jun 17, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP LOS ANGELES, California, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Filing source

Form ADV 2113633 · Jun 17, 2026 · Schedule D 7.B.(1), fund 805-3121462713

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Duran Curis	Executive, Promoter
Jeffrey L. Ennis	Executive, Promoter
Pete Notz	Executive, Promoter
Jacques Youssefmir	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

401 Wilshire Boulevard, Suite 1020
Santa Monica, CA, 90401