Form D · Private Equity Fund

OCEAN AVENUE FUND III, L.P.

Santa Monica, CA · CIK 0001658988

Offering snapshot reported Nov 17, 2016 · SEC filing

Reported sold
$195M
Offering amount: $250M
Investors reported
10
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 10, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 10

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 17, 2016Amendment$194,500,000No comparison10SEC filing
Nov 23, 2015InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-251730
The General Partner reserves the right to offer a greater or lesser amount of limited partner interests.
Placement agent fees to be paid based upon a fee schedule. Any such fees payable by the Issuer are offset dollar-for-dollar against the management fees payable by the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
CALTON & ASSOCIATES, INC.20999
ALCIFOR ADVISORY ASSOCIATESNone
GROWTH CAPITAL SERVICES, INC.124658

Source: Form D, filed Nov 17, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OCEAN AVENUE FUND III, L.P.

Investment adviser: OCEAN AVENUE CAPITAL PARTNERS, L.P.

Gross asset value
$236M
Beneficial owners
40
ADV minimum commitment
$5M

Reported in Form ADV on Jun 17, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP LOS ANGELES, California, United States
Custodian CITIBANK, N.A. LOS ANGELES, California, United States Related to adviser: No
Custodian FIRST-CITIZENS BANK & TRUST COMPANY RALEIGH, North Carolina, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INC. SAN FRANCISCO, California, United States Related to adviser: No
Marketer ALCIFOR ADVISORY ASSOCIATES HELLERUP, Denmark Related to adviser: No
Marketer CALTON & ASSOCIATES, INC. TAMPA, Florida, United States Related to adviser: No
Marketer GROWTH CAPITAL SERVICES, INC. SAN FRANCISCO, California, United States Related to adviser: No
Marketer IMPACT CAPITAL PARTNERS SPAIN SA BARCELONA, Spain Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

CALTON & ASSOCIATES, INC.
CRD 20999 · SEC 801-70036

GROWTH CAPITAL SERVICES, INC.
CRD 124658

Filing source

Form ADV 2113633 · Jun 17, 2026 · Schedule D 7.B.(1), fund 805-1332077925

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Duran Curis Executive, Promoter
Jeffrey L. Ennis Executive, Promoter
Jacques Youssefmir Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
401 Wilshire Boulevard, Suite 1020
Santa Monica, CA, 90401