Investment adviser · CRD 124744

MARINER INVESTMENT GROUP, LLC

NEW YORK, NY, United States · Form ADV filed Aug 28, 2026

Regulatory AUM
$176B
Form ADV · Item 5.F
Client accounts
39
Accounts, not individual clients
Employees
176
Reported in this filing
Advisory professionals
89
Investment advisory functions

How this adviser has changed

Annual filings

Regulatory assets under management

Reported regulatory AUM by annual filing$0$101B$201BFY 2021: $201,250,850,921.00FY 2021FY 2022: $180,493,766,178.00FY 2022FY 2023: $126,022,034,338.00FY 2023FY 2024: $119,844,000,000.00FY 2024FY 2025: $149,623,092,189.00FY 2025

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal yearRegulatory AUMEmployeesFiled
2021$201,250,850,921111Mar 31, 2022
2022$180,493,766,178117Mar 29, 2023
2023$126,022,034,338126Mar 28, 2024
2024$119,844,000,000134Feb 28, 2025
2025$149,623,092,189146Mar 31, 2026

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles34$127,217,602,35672.2%
Sovereign wealth & foreign institutionsFewer than 5$41,912,084,56023.8%
Investment companies2$4,396,190,6112.5%
Retirement plansFewer than 5$2,782,251,1241.6%
Filing source

Form ADV 2129592 · Aug 28, 2026 · Item 5.D

Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

17 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

BRIGHT MEADOW MORTGAGE STRATEGIES MASTER FUND, L.P.Hedge Fund · Master$1.9BGross asset value

Form D fundraising filings

View filings for the issuers linked by this fund’s reported Form D file numbers.

Fund administrator MUFG FUND SERVICES CAYMAN LIMITED HALIFAX, Canada Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor KPMG LLP STAMFORD, Connecticut, United States Other funds reporting this name →
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Marketer PROFOR ADVISORS NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Marketer VIGILANT DISTRIBUTORS, LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

J.P. MORGAN SECURITIES LLC
SEC 8-35008

PROFOR ADVISORS
CRD 136084 · SEC 8-66974

VIGILANT DISTRIBUTORS, LLC
CRD 285573 · SEC 8-69854

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-2244533172
Reported beneficial owners
4
Minimum commitment
$5M
Form D file number
021-135186
Form D file number
021-177991

Form ADV 2129592 · Aug 28, 2026 · Schedule D 7.B.(1)

Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BRIGHT MEADOW AGENCY MARKETS MASTER FUND, LPHedge Fund · Master$767MGross asset value

Form D fundraising filings

View filings for the issuers linked by this fund’s reported Form D file numbers.

Fund administrator MUFG FUND SERVICES CAYMAN LIMITED HALIFAX, Canada Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor KPMG LLP STAMFORD, Connecticut, United States Other funds reporting this name →
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Marketer PORTUS JAPAN, INC. TOKYO, Japan Related to adviser: Yes Other funds reporting this name →
Marketer VIGILANT DISTRIBUTORS, LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

J.P. MORGAN SECURITIES LLC
SEC 8-35008

VIGILANT DISTRIBUTORS, LLC
CRD 285573 · SEC 8-69854

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-5277137882
Reported beneficial owners
2
Minimum commitment
$1M
Form D file number
021-512327
Form D file number
021-495784

Form ADV 2129592 · Aug 28, 2026 · Schedule D 7.B.(1)

Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

MARINER PECONIC BAY FUND, LLCHedge Fund$343MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator MUFG FUND SERVICES CAYMAN LIMITED HALIFAX, Canada Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor KPMG LLP STAMFORD, Connecticut, United States Other funds reporting this name →
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Marketer VIGILANT DISTRIBUTORS, LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

J.P. MORGAN SECURITIES LLC
SEC 8-35008

VIGILANT DISTRIBUTORS, LLC
CRD 285573 · SEC 8-69854

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-9493812420
Reported beneficial owners
80
Minimum commitment
$5M
Form D file number
021-527683

Form ADV 2129592 · Aug 28, 2026 · Schedule D 7.B.(1)

Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

MARINER GARDINERS BAY FUND LLCHedge Fund$213MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator MUFG FUND SERVICES CAYMAN LIMITED HALIFAX, Canada Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor KPMG LLP STAMFORD, Connecticut, United States Other funds reporting this name →
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Marketer VIGILANT DISTRIBUTORS, LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

J.P. MORGAN SECURITIES LLC
SEC 8-35008

VIGILANT DISTRIBUTORS, LLC
CRD 285573 · SEC 8-69854

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-1701949384
Reported beneficial owners
12
Minimum commitment
$5M
Form D file number
021-585433

Form ADV 2129592 · Aug 28, 2026 · Schedule D 7.B.(1)

Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

MARINER CICERO CMBS OPPORTUNITIES MASTER FUND, LPHedge Fund · Master$92.6MGross asset value

Form D fundraising filings

View filings for the issuers linked by this fund’s reported Form D file numbers.

Fund administrator U.S. BANK GLOBAL FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor RSM US LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian U.S. BANK NATIONAL ASSOCIATION MINNEAPOLIS, Minnesota, United States Related to adviser: No Other funds reporting this name →
Marketer PROFOR ADVISORS NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Marketer VIGILANT DISTRIBUTORS, LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

RSM US LLP
PCAOB 49

J.P. MORGAN SECURITIES LLC
SEC 8-35008

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

PROFOR ADVISORS
CRD 136084 · SEC 8-66974

VIGILANT DISTRIBUTORS, LLC
CRD 285573 · SEC 8-69854

Fund details & source
Fund ID
805-3765743878
Reported beneficial owners
27
Minimum commitment
$1M
Form D file number
021-522020
Form D file number
021-382691

Form ADV 2129592 · Aug 28, 2026 · Schedule D 7.B.(1)

Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

CONCORDIA MUNICIPAL OPPORTUNITIES MASTER FUND LPHedge Fund$65.8MGross asset value
Fund administrator MUFG FUND SERVICES CAYMAN LIMITED HALIFAX, Canada Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor GRANT THORNTON LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian MUFG ALTERNATIVE FUND SERVICES CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No Other funds reporting this name →
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No Other funds reporting this name →
Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GRANT THORNTON LLP
PCAOB 248

J.P. MORGAN SECURITIES LLC
SEC 8-35008

PERSHING LLC
SEC 8-17574

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

Fund details & source
Fund ID
805-2803297410
Reported beneficial owners
50
Minimum commitment
$250K
Form D file number
021-930000

Form ADV 2129592 · Aug 28, 2026 · Schedule D 7.B.(1)

Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

MARINER NOYACK BAY, LLCHedge Fund$33.3MGross asset value
Fund administrator MUFG FUND SERVICES CAYMAN LIMITED HALIFAX, Canada Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor KPMG LLP STAMFORD, Connecticut, United States Other funds reporting this name →
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-5539792880
Reported beneficial owners
3
Minimum commitment
$100K

Form ADV 2129592 · Aug 28, 2026 · Schedule D 7.B.(1)

Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Aug 28, 2026 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 2129592 · Aug 28, 2026 · Items 1 & 5

Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$176B
Non-discretionary
$0

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

299 PARK AVENUE, 5TH FLOOR
NEW YORK, NY, 10171, United States

CRD 124744

Filing source

Form ADV 2129592 · Aug 28, 2026 · Items 1 & 5

Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.