Investment adviser · CRD 133297

JAMES RIVER CAPITAL CORP.

Investment adviser filing (IA)

MANAKIN SABOT, VA, United States · Form ADV filed Mar 17, 2023

Regulatory AUM: $473M
Client accounts: 3
Employees: 4
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$473,055,094	100.0%

Filing source

Form ADV 1715036 · Mar 17, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

JAMES RIVER MULTI STRATEGY FUND LTD.Hedge Fund · Last reported Mar 17, 2023$321MGross asset value

Form D fundraising filings

James River Multi-Strategy Fund Ltd.

Fund administrator CATALYST FUND ADMINISTRATION GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C. GLEN ALLEN, Virginia, United States

Custodian RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C.
PCAOB 80

RBC CAPITAL MARKETS, LLC
SEC 8-45411

Fund details & source

Fund ID: 805-4407391411
Reported beneficial owners: 1
Minimum commitment: $1M
Form D file number: 021-279494

Form ADV 1715036 · Mar 17, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TURBO MULTI STRATEGY II LTDOther Private Fund · Last reported Mar 17, 2023$152MGross asset value

Feeder funds

TURBO MULTI STRATEGY LLC

Fund administrator CATALYST FUND ADMINISTRATION GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CATALYST FUND ADMINISTRATION LLC LAWRENCEVILLE, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C. GLEN ALLEN, Virginia, United States

Custodian RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C.
PCAOB 80

RBC CAPITAL MARKETS, LLC
SEC 8-45411

Fund details & source

Fund ID: 805-5308671565
Reported beneficial owners: 12
Minimum commitment: $1M
Form D file number: 021-55766

Form ADV 1715036 · Mar 17, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

JAMES RIVER MULTI STRATEGY FUND L.P.Other Private Fund · Last reported Mar 31, 2017$80.7MGross asset value

Form D fundraising filings

JAMES RIVER MULTI STRATEGY FUND LP

Fund administrator MAITLAND (F/K/A ADMIRAL ADMINISTRATION (US) LLC) MANAKIN SABOT, Virginia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C. GLEN ALLEN, Virginia, United States

Custodian RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No

Marketer AVM, L.P. BOCA RATON, Florida, United States Related to adviser: No

Marketer FRONTIER SOLUTIONS, LLC ATLANTA, Georgia, United States Related to adviser: No

Marketer JAMES RIVER SECURITIES CORP. MANAKIN SABOT, Virginia, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RBC CAPITAL MARKETS, LLC
SEC 8-45411

AVM, L.P.
CRD 16710 · SEC 8-35136

FRONTIER SOLUTIONS, LLC
CRD 136102 · SEC 8-66972

JAMES RIVER SECURITIES CORP.
CRD 38477 · SEC 8-48270

Fund details & source

Fund ID: 805-6445574600
Reported beneficial owners: 29
Minimum commitment: $1M
Form D file number: 021-48373

Form ADV 1099113 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

JAMES RIVER VALUE HUB FUND LTDOther Private Fund · Last reported Mar 29, 2018$33.2MGross asset value

Feeder funds

JAMES RIVER VALUE FUND LLC
JAMES RIVER VALUE FUND LTD

Fund administrator MAITLAND (F/K/A ADMIRAL ADMINISTRATION US LLC) MANAKIN SABOT, Virginia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C. GLEN ALLEN, Virginia, United States

Marketer JAMES RIVER SECURITIES CORP. MANAKIN SABOT, Virginia, United States Related to adviser: Yes

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C.
PCAOB 80

JAMES RIVER SECURITIES CORP.
CRD 38477 · SEC 8-48270

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-1885195778
Reported beneficial owners: 2
Minimum commitment: $1M
Form D file number: 021-280423

Form ADV 1195311 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

JAMES RIVER FINANCING FUND II LLCOther Private Fund · Last reported Sep 8, 2022$24.9MGross asset value

Feeder funds

JAMES RIVER FINANCING FUND LLC SERIES 1

Fund administrator MUFG INVESTOR SERVICES HALIFAX, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KEITER STEPHENS GLEN ALLEN, Virginia, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

KEITER STEPHENS
PCAOB 80

Fund details & source

Fund ID: 805-1370990997
Reported beneficial owners: 3
Minimum commitment: $1M

Form ADV 1674277 · Sep 8, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SUMMIT ACTION FUND LLCPrivate Equity Fund · Last reported Sep 8, 2022$23.4MGross asset value

Fund administrator MUFG INVESTOR SERVICES HALIFAX, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C. GLEN ALLEN, Virginia, United States

Custodian MIDLAND TRUST COMPANY FT MYERS, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C.
PCAOB 80

Fund details & source

Fund ID: 805-6163423188
Reported beneficial owners: 101
Minimum commitment: $1M
Form D file number: 021-264735

Form ADV 1674277 · Sep 8, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

JAMES RIVER VALUE PARTNERS HUB FUND LTDOther Private Fund · Last reported Mar 29, 2018$7.99MGross asset value

Feeder funds

JAMES RIVER VALUE PARTNERS FUND LLC

Fund administrator MAITLAND (F/K/A ADMIRAL ADMINISTRATION US LLC) MANAKIN SABOT, Virginia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C. GLEN ALLEN, Virginia, United States

Marketer JAMES RIVER SECURITIES CORP. MANAKIN SABOT, Virginia, United States Related to adviser: Yes

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C.
PCAOB 80

JAMES RIVER SECURITIES CORP.
CRD 38477 · SEC 8-48270

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-4730531077
Reported beneficial owners: 3
Minimum commitment: $1M

Form ADV 1195311 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 17, 2023. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

58 BROAD STREET ROAD
MANAKIN SABOT, VA, 23103, United States

CRD 133297

Filing source

Form ADV 1715036 · Mar 17, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.