Form D · Other Investment Fund

James River Multi-Strategy Fund Ltd.

George Town, Grand Cayman, E9 · CIK 0001696092

Offering snapshot reported Jan 31, 2022 · SEC filing

Reported sold
$363M
Indefinite offering
Investors reported
12
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 1, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$182M$363MJan 27, 2017: $362,000,000.00Jan 27, 2017Jan 26, 2018: $362,000,000.00Jan 26, 2018Jan 25, 2019: $362,666,975.00Jan 25, 2019Jan 24, 2020: $362,704,975.00Jan 24, 2020Jan 27, 2021: $363,089,975.00Jan 27, 2021Jan 31, 2022: $363,154,475.00Jan 31, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$363,089,975 → $363,154,475

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 31, 2022Amendment$363,154,475$64,500vs Jan 27, 202112SEC filing
Jan 27, 2021Amendment$363,089,975$385,000vs Jan 24, 202012SEC filing
Jan 24, 2020Amendment$362,704,975$38,000vs Jan 25, 201912SEC filing
Jan 25, 2019Amendment$362,666,975$666,975vs Jan 26, 201812SEC filing
Jan 26, 2018Amendment$362,000,000$0vs Jan 27, 201711SEC filing
Jan 27, 2017Initial$362,000,000No comparison11SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-279494

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
James River Securities Corp.38477
Frontier Solutions, LLC136102

Source: Form D, filed Jan 31, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

JAMES RIVER MULTI STRATEGY FUND LTD.

Investment adviser: JAMES RIVER CAPITAL CORP.

Gross asset value
$321M
Beneficial owners
1
ADV minimum commitment
$1M

Reported in Form ADV on Mar 17, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CATALYST FUND ADMINISTRATION GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C. GLEN ALLEN, Virginia, United States
Custodian RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C.
PCAOB 80

RBC CAPITAL MARKETS, LLC
SEC 8-45411

Filing source

Form ADV 1715036 · Mar 17, 2023 · Schedule D 7.B.(1), fund 805-4407391411

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kevin M. Brandt Executive
N/A James River Capital Corp. Executive
Laura P. Mc Grath Executive
Ben J. Pershick Director
Richard A. Rhoads Director
Paul H. Saunders Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Mufg 227 Elgin Ave.
George Town, Grand Cayman, E9, KY1-1107