Form D · Hedge Fund

JAMES RIVER MULTI STRATEGY FUND LP

Manakin Sabot, VA · CIK 0001130766

Offering snapshot reported Mar 7, 2016 · SEC filing

Reported sold
$1.06B
Indefinite offering
Investors reported
86
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Nov 1, 2000
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$529M$1.06BMar 16, 2009: $380,258,443.00Mar 16, 2009Mar 12, 2010: $415,833,443.00Mar 11, 2011: $851,245,693.00Mar 6, 2012: $899,355,193.00Mar 6, 2013: $901,161,693.00Mar 6, 2014: $1,048,182,694.00Mar 6, 2015: $1,056,618,415.00Mar 7, 2016: $1,057,587,816.00Mar 7, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,056,618,415 → $1,057,587,816
  • Reported investors81 → 86

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 7, 2016Amendment$1,057,587,816$969,401vs Mar 6, 201586SEC filing
Mar 6, 2015Amendment$1,056,618,415$8,435,721vs Mar 6, 201481SEC filing
Mar 6, 2014Amendment$1,048,182,694$147,021,001vs Mar 6, 201379SEC filing
Mar 6, 2013Amendment$901,161,693$1,806,500vs Mar 6, 201274SEC filing
Mar 6, 2012Amendment$899,355,193$48,109,500vs Mar 11, 201167SEC filing
Mar 11, 2011Amendment$851,245,693$435,412,250vs Mar 12, 201064SEC filing
Mar 12, 2010Amendment$415,833,443$35,575,000vs Mar 16, 200957SEC filing
Mar 16, 2009Amendment$380,258,443No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$45.3K (estimated)
Finders' fees
$0
Form D file number
021-48373
GP pays up to 80% of its management fee to the selling agents. Current offering commenced prior to 3/15/09; item 15 reflects the info commencing from such date. Maymont: no longer registered as a broker-dealer, no longer receives sales commissions.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Maymont Partners, Inc.120536
James River Securities Corp.34877
Anchor Asset Management LLC128344
Frontier Solutions, LLC136102

Source: Form D, filed Mar 7, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

JAMES RIVER MULTI STRATEGY FUND L.P.

Investment adviser: JAMES RIVER CAPITAL CORP.

Gross asset value
$80.7M
Beneficial owners
29
ADV minimum commitment
$1M

Reported in Form ADV on Mar 31, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MAITLAND (F/K/A ADMIRAL ADMINISTRATION (US) LLC) MANAKIN SABOT, Virginia, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C. GLEN ALLEN, Virginia, United States
Custodian RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No
Marketer AVM, L.P. BOCA RATON, Florida, United States Related to adviser: No
Marketer FRONTIER SOLUTIONS, LLC ATLANTA, Georgia, United States Related to adviser: No
Marketer JAMES RIVER SECURITIES CORP. MANAKIN SABOT, Virginia, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

RBC CAPITAL MARKETS, LLC
SEC 8-45411

AVM, L.P.
CRD 16710 · SEC 8-35136

FRONTIER SOLUTIONS, LLC
CRD 136102 · SEC 8-66972

JAMES RIVER SECURITIES CORP.
CRD 38477 · SEC 8-48270

Filing source

Form ADV 1099113 · Mar 31, 2017 · Schedule D 7.B.(1), fund 805-6445574600

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kevin M. Brandt Executive
N/A James River Capital Corp. Executive
Laura P. Mc Grath Executive
Paul H. Saunders Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
58 Broad Street Road
Manakin Sabot, VA, 23103