Form D · Hedge Fund

James River Financing Fund LLC, Series 1

Manakin Sabot, VA · CIK 0001673170

Offering snapshot reported Jun 9, 2017 · SEC filing

Reported sold: $8.54M
Investors reported: 28
Minimum accepted: $1M
First sale: Jun 1, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 9, 2017	Amendment	$8,535,000	$0vs Jun 9, 2016	28	SEC filing
Jun 9, 2016	Amendment	$8,535,000	$0vs Apr 27, 2016	28	SEC filing
Apr 27, 2016	Initial	$8,535,000	No comparison	28	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-262094

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
James River Securities Corp.	38477

Source: Form D, filed Jun 9, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

JAMES RIVER FINANCING FUND LLC SERIES 1

Investment adviser: JAMES RIVER CAPITAL CORP.

Gross asset value: $16.6M
Beneficial owners: 28
ADV minimum commitment: $1M

Reported in Form ADV on Sep 8, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG INVESTOR SERVICES HALIFAX, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C. GLEN ALLEN, Virginia, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C.
PCAOB 80

Filing source

Form ADV 1674277 · Sep 8, 2022 · Schedule D 7.B.(1), fund 805-7862860615

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kevin M. Brandt	Executive
N/A James River Capital Corp.	Promoter
Laura P. Mc Grath	Executive
Paul H. Saunders	Executive
Brock Saunders	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

58 Broad Street Road
Manakin Sabot, VA, 23103