Investment adviser · CRD 109330

IRONWOOD CAPITAL MANAGEMENT CORP

Investment adviser filing (IA)

SAN FRANCISCO, CA, United States · Form ADV filed Mar 26, 2026

Regulatory AUM
$8.23B
Form ADV · Item 5.F
Client accounts
8
Accounts, not individual clients
Employees
43
Reported in this filing
Advisory professionals
9
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Investment companies2$6,135,777,77974.6%
Pooled investment vehicles6$2,090,015,69925.4%
Filing source

Form ADV 2080942 · Mar 26, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

14 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

IRONWOOD PARTNERS L.P.Hedge Fund · Last reported Mar 26, 2026$2.05BGross asset value

Feeder funds

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST AND YOUNG LLP CHICAGO, Illinois, United States
Custodian CHARLES, FREDERIC & CO./THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer KINGSWOOD CAPITAL PARTNERS, LLC CHICAGO, Illinois, United States Related to adviser: No
Marketer MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Marketer MORGAN STANLEY PURCHASE, New York, United States Related to adviser: No
Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No
Marketer RAYMOND JAMES & ASSOCIATES, INC. ST PETERSBURG, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST AND YOUNG LLP
PCAOB 42

KINGSWOOD CAPITAL PARTNERS, LLC
CRD 288898 · SEC 8-69967

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235

MORGAN STANLEY
CRD 149777 · SEC 801-70103

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 801-10418

Fund details & source
Fund ID
805-3661127465
Reported beneficial owners
287
Minimum commitment
$1M
Form D file number
021-88403

Form ADV 2080942 · Mar 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

IRONWOOD INTERNATIONAL LTD.Hedge Fund · Last reported Jul 20, 2012$688MGross asset value

Form D fundraising filings

IRONWOOD INTERNATIONAL LTD

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & CO. WALNUT CREEK, California, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer COMMERCE SQUARE TRADING, LLC MEMPHIS, Tennessee, United States Related to adviser: No
Marketer EMCOR SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Marketer FORTIGENT SECURITIES COMPANY, LLC. ROCKVILLE, Maryland, United States Related to adviser: No
Marketer MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Marketer METCIRCLE SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer MORGAN KEEGAN & COMPANY, INC. MEMPHIS, Tennessee, United States Related to adviser: No
Marketer MORGAN STANLEY SMITH BARNEY LLC NEW YORK, New York, United States Related to adviser: No
Marketer MT RUSHMORE SECURITIES LLC FAIRFIELD, Iowa, United States Related to adviser: No
Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

COMMERCE SQUARE TRADING, LLC
CRD 26554 · SEC 8-42622

EMCOR SECURITIES INC.
CRD 45722 · SEC 8-51145

FORTIGENT SECURITIES COMPANY, LLC.
CRD 46022 · SEC 8-51296

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235

METCIRCLE SECURITIES LLC
CRD 132690 · SEC 8-66817

MORGAN KEEGAN & COMPANY, INC.
CRD 4161 · SEC 801-19665

MORGAN STANLEY SMITH BARNEY LLC
CRD 149777 · SEC 801-70103

MT RUSHMORE SECURITIES LLC
CRD 130955 · SEC 8-66412

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

Fund details & source
Fund ID
805-5369912401
Reported beneficial owners
179
Minimum commitment
$500K
Form D file number
021-42032

Form ADV 660657 · Jul 20, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

IRONWOOD PARTNERS II, L.P.Hedge Fund · Last reported Jul 20, 2012$275MGross asset value

Form D fundraising filings

IRONWOOD PARTNERS II LP

Feeder funds

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & CO. WALNUT CREEK, California, United States
Custodian CHARLES, FREDERIC & CO./THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer COMMERCE SQUARE TRADING, LLC MEMPHIS, Tennessee, United States Related to adviser: No
Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Marketer EMCOR SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No
Marketer MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Marketer MORGAN KEEGAN & COMPANY, INC. MEMPHIS, Tennessee, United States Related to adviser: No
Marketer MORGAN STANLEY SMITH BARNEY LLC PURCHASE, New York, United States Related to adviser: No
Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No
Marketer TRESTLE POINT, LLC LAWRENCEVILLE, Georgia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

COMMERCE SQUARE TRADING, LLC
CRD 26554 · SEC 8-42622

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

EMCOR SECURITIES INC.
CRD 45722 · SEC 8-51145

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235

MORGAN KEEGAN & COMPANY, INC.
CRD 4161 · SEC 801-19665

MORGAN STANLEY SMITH BARNEY LLC
CRD 149777 · SEC 801-70103

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

TRESTLE POINT, LLC
CRD 138494 · SEC 8-67165

Fund details & source
Fund ID
805-8982198824
Reported beneficial owners
440
Minimum commitment
$1M
Form D file number
021-65757

Form ADV 660657 · Jul 20, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

IRONWOOD INSTITUTIONAL LTD.Hedge Fund · Last reported Jul 20, 2012$72.2MGross asset value
Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & CO. WALNUT CREEK, California, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer COMMERCE SQUARE TRADING, LLC MEMPHIS, Tennessee, United States Related to adviser: No
Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Marketer FORTIGENT SECURITIES COMPANY, LLC. ROCKVILLE, Maryland, United States Related to adviser: No
Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No
Marketer METCIRCLE SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer MORGAN KEEGAN & COMPANY, INC. MEMPHIS, Tennessee, United States Related to adviser: No
Marketer MORGAN STANLEY SMITH BARNEY LLC PURCHASE, New York, United States Related to adviser: No
Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No
Marketer TRESTLE POINT, LLC LAWRENCEVILLE, Georgia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

COMMERCE SQUARE TRADING, LLC
CRD 26554 · SEC 8-42622

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

FORTIGENT SECURITIES COMPANY, LLC.
CRD 46022 · SEC 8-51296

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

METCIRCLE SECURITIES LLC
CRD 132690 · SEC 8-66817

MORGAN KEEGAN & COMPANY, INC.
CRD 4161 · SEC 801-19665

MORGAN STANLEY SMITH BARNEY LLC
CRD 149777 · SEC 801-70103

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

TRESTLE POINT, LLC
CRD 138494 · SEC 8-67165

Fund details & source
Fund ID
805-7229935863
Reported beneficial owners
35
Minimum commitment
$500K
Form D file number
021-906028

Form ADV 660657 · Jul 20, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CMS/IRONWOOD MULTI-STRATEGY FUND LLCHedge Fund · Last reported Mar 31, 2015$164MGross asset value

Form D fundraising filings

CMS/IRONWOOD MULTI-STRATEGY 2X FUND LLC

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST AND YOUNG LLP CHICAGO, Illinois, United States
Custodian CHARLES, FREDERIC & CO./THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer CONVERGENT WEALTH ADVISORS, LLC POTOMAC, Maryland, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CONVERGENT WEALTH ADVISORS, LLC
CRD 143719 · SEC 801-67788

Fund details & source
Fund ID
805-1827723804
Reported beneficial owners
75
Minimum commitment
$1M
Form D file number
021-113299

Form ADV 887427 · Mar 31, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

IRONWOOD PARTNERS III L.P.Hedge Fund · Last reported Jul 20, 2012$52.8MGross asset value

Form D fundraising filings

IRONWOOD PARTNERS III LP

Feeder funds

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & CO. WALNUT CREEK, California, United States
Custodian CHARLES, FREDERIC & CO./THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer COMMERCE SQUARE TRADING, LLC MEMPHIS, Tennessee, United States Related to adviser: No
Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Marketer FORTIGENT SECURITIES COMPANY, LLC. ROCKVILLE, Maryland, United States Related to adviser: No
Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No
Marketer MORGAN KEEGAN & COMPANY, INC. MEMPHIS, Tennessee, United States Related to adviser: No
Marketer MORGAN STANLEY SMITH BARNEY LLC PURCHASE, New York, United States Related to adviser: No
Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No
Marketer OSAGE INVESTMENTS, INC. BOCA RATON, Florida, United States Related to adviser: No
Marketer TRESTLE POINT, LLC LAWRENCEVILLE, Georgia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

COMMERCE SQUARE TRADING, LLC
CRD 26554 · SEC 8-42622

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

FORTIGENT SECURITIES COMPANY, LLC.
CRD 46022 · SEC 8-51296

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

MORGAN KEEGAN & COMPANY, INC.
CRD 4161 · SEC 801-19665

MORGAN STANLEY SMITH BARNEY LLC
CRD 149777 · SEC 801-70103

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

OSAGE INVESTMENTS, INC.
CRD 118539 · SEC 8-53669

TRESTLE POINT, LLC
CRD 138494 · SEC 8-67165

Fund details & source
Fund ID
805-4967959857
Reported beneficial owners
115
Minimum commitment
$500K
Form D file number
021-113296

Form ADV 660657 · Jul 20, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

IRONWOOD CAPITAL PARTNERS, L.P.Hedge Fund · Last reported Jul 20, 2012$49.2MGross asset value

Form D fundraising filings

IRONWOOD CAPITAL PARTNERS LP

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & CO. WALNUT CREEK, California, United States
Custodian CHARLES, FREDERIC & CO./THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer COMMERCE SQUARE TRADING, LLC MEMPHIS, Tennessee, United States Related to adviser: No
Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Marketer FORTIGENT SECURITIES COMPANY, LLC. ROCKVILLE, Maryland, United States Related to adviser: No
Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No
Marketer METCIRCLE SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer MORGAN KEEGAN & COMPANY, INC. MEPHIS, Tennessee, United States Related to adviser: No
Marketer MORGAN STANLEY SMITH BARNEY LLC PURCHASE, New York, United States Related to adviser: No
Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No
Marketer TRESTLE POINT, LLC LAWRENCEVILLE, Georgia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

COMMERCE SQUARE TRADING, LLC
CRD 26554 · SEC 8-42622

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

FORTIGENT SECURITIES COMPANY, LLC.
CRD 46022 · SEC 8-51296

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

METCIRCLE SECURITIES LLC
CRD 132690 · SEC 8-66817

MORGAN KEEGAN & COMPANY, INC.
CRD 4161 · SEC 801-19665

MORGAN STANLEY SMITH BARNEY LLC
CRD 149777 · SEC 801-70103

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

TRESTLE POINT, LLC
CRD 138494 · SEC 8-67165

Fund details & source
Fund ID
805-4723578960
Reported beneficial owners
97
Minimum commitment
$1M
Form D file number
021-60316

Form ADV 660657 · Jul 20, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 26, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets

Principal office

ONE MARKET PLAZA, STEUART TOWER, SUITE 2500
SAN FRANCISCO, CA, 94105, United States

CRD 109330

Filing source

Form ADV 2080942 · Mar 26, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.