Form D · Hedge Fund

IRONWOOD CAPITAL PARTNERS LP

San Francisco, CA · CIK 0001120213

Offering snapshot reported Sep 17, 2012 · SEC filing

Reported sold: $151M
Investors reported: 168
Minimum accepted: $0
First sale: Jul 1, 2000

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$150,724,686 → $151,039,686
Reported investors167 → 168

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 17, 2012	Amendment	$151,039,686	$315,000vs Sep 14, 2011	168	SEC filing
Sep 14, 2011	Amendment	$150,724,686	$3,287,500vs Sep 10, 2010	167	SEC filing
Sep 10, 2010	Amendment	$147,437,186	$4,125,939vs Aug 12, 2009	164	SEC filing
Aug 12, 2009	Amendment	$143,311,247	$0vs Mar 13, 2009	161	SEC filing
Mar 13, 2009	Amendment	$143,311,247	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $176K (estimated)
Finders' fees: $0
Form D file number: 021-60316

The General Partner pays up to 30% of its management fee to the selling agents - see item 12. The current offering commenced prior to 3/15/09; item 15 reflects the requested information commencing from such date.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Citigroup Global Markets Inc.	7059
City National Securities	103705
Oppenheimer & Co. Inc.	249
Morgan Keegan & Company, Inc.	4161
Merrill Lynch, Pierce, Fenner & Smith Incorporated	7691
Commerce Square Trading, LLC	26554
MT Rushmore Securities LLC	130955
Capital Management Partners, Inc.	21973
EMCOR Securities, Inc.	45722
Fortigent Securities Company, LLC	46022
Metcircle Securities LLC	132690
Osage Investments, Inc.	118539

Source: Form D, filed Sep 17, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

IRONWOOD CAPITAL PARTNERS, L.P.

Investment adviser: IRONWOOD CAPITAL MANAGEMENT CORP

Gross asset value: $49.2M
Beneficial owners: 97
ADV minimum commitment: $1M

Reported in Form ADV on Jul 20, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN KASS & CO. WALNUT CREEK, California, United States

Custodian CHARLES, FREDERIC & CO./THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer COMMERCE SQUARE TRADING, LLC MEMPHIS, Tennessee, United States Related to adviser: No

Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Marketer FORTIGENT SECURITIES COMPANY, LLC. ROCKVILLE, Maryland, United States Related to adviser: No

Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No

Marketer METCIRCLE SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer MORGAN KEEGAN & COMPANY, INC. MEPHIS, Tennessee, United States Related to adviser: No

Marketer MORGAN STANLEY SMITH BARNEY LLC PURCHASE, New York, United States Related to adviser: No

Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No

Marketer TRESTLE POINT, LLC LAWRENCEVILLE, Georgia, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

COMMERCE SQUARE TRADING, LLC
CRD 26554 · SEC 8-42622

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

FORTIGENT SECURITIES COMPANY, LLC.
CRD 46022 · SEC 8-51296

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

METCIRCLE SECURITIES LLC
CRD 132690 · SEC 8-66817

MORGAN KEEGAN & COMPANY, INC.
CRD 4161 · SEC 801-19665

MORGAN STANLEY SMITH BARNEY LLC
CRD 149777 · SEC 801-70103

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

TRESTLE POINT, LLC
CRD 138494 · SEC 8-67165

Filing source

Form ADV 660657 · Jul 20, 2012 · Schedule D 7.B.(1), fund 805-4723578960

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Frederick Gans	Executive
Jonathan Gans	Executive
N/A Ironwood Capital Management Corporation	Executive
William Mc Clelland	Executive
Alison Sanger	Executive
Nicholas Werner	Executive
Ben Zack	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Ironwood Capital Management Corporation One Market, Steuart Tower, Suite 2500
San Francisco, CA, 94105