Form D · Hedge Fund

CMS/IRONWOOD MULTI-STRATEGY 2X FUND LLC

San Francisco, CA · CIK 0001423604

Offering snapshot reported Aug 26, 2010 · SEC filing

Reported sold: $32.4M
Investors reported: 11
Minimum accepted: $0
First sale: Dec 1, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 26, 2010	Amendment	$32,405,820	$0vs Aug 12, 2009	11	SEC filing
Aug 12, 2009	Amendment	$32,405,820	$0vs Mar 13, 2009	11	SEC filing
Mar 13, 2009	Amendment	$32,405,820	No comparison	Not reported	SEC filing
Jan 9, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-113299

Source: Form D, filed Aug 26, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CMS/IRONWOOD MULTI-STRATEGY FUND LLC

Investment adviser: IRONWOOD CAPITAL MANAGEMENT CORP

Gross asset value: $164M
Beneficial owners: 75
ADV minimum commitment: $1M

Reported in Form ADV on Mar 31, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST AND YOUNG LLP CHICAGO, Illinois, United States

Custodian CHARLES, FREDERIC & CO./THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer CONVERGENT WEALTH ADVISORS, LLC POTOMAC, Maryland, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CONVERGENT WEALTH ADVISORS, LLC
CRD 143719 · SEC 801-67788

Filing source

Form ADV 887427 · Mar 31, 2015 · Schedule D 7.B.(1), fund 805-1827723804

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Convergent Wealth Advisors, Llc	Promoter
David Elliot	Promoter
Jonathan Gans	Executive
Frederick Gans	Executive
N/A Ironwood Capital Management Corporation	Executive
William Mc Clelland	Executive
Alison Sanger	Executive
Nicholas Werner	Executive
Ben Zack	Executive
David Zier	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Ironwood Capital Management Corp One Market, Steuart Tower, Suite 2500
San Francisco, CA, 94105