Form D · Hedge Fund

IRONWOOD PARTNERS II ENHANCED FUND LLC

San Francisco, CA · CIK 0001428135

Offering snapshot reported Nov 1, 2012 · SEC filing

Reported sold: $14.7M
Investors reported: 20
Minimum accepted: $0
First sale: Jan 1, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 1, 2012	Amendment	$14,748,378	$0vs Oct 27, 2011	20	SEC filing
Oct 27, 2011	Amendment	$14,748,378	$0vs Sep 14, 2011	20	SEC filing
Sep 14, 2011	Amendment	$14,748,378	$700,000vs Sep 7, 2010	20	SEC filing
Sep 7, 2010	Amendment	$14,048,378	$699,000vs Aug 12, 2009	20	SEC filing
Aug 12, 2009	Amendment	$13,349,378	$0vs Mar 13, 2009	19	SEC filing
Mar 13, 2009	Amendment	$13,349,378	No comparison	Not reported	SEC filing
Feb 21, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $670
Finders' fees: $0
Form D file number: 021-115165

The Manager pays up to 30% of its management fee to the selling agents - see item 12. The current offering commenced prior to 3/15/09; item 15 reflects the requested information commencing from such date.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
City National Securities	103705
Citigroup Global Markets, Inc.	7059
Oppenheimer & Co. Inc.	249
Morgan Keegan & Company, Inc.	4161
Merrill Lynch, Pierce, Fenner & Smith Incorporated	7691
Commerce Square Trading, LLC	26554
MT Rushmore Securities LLC	130955
Capital Management Partners, Inc.	21973
EMCOR Securities, Inc.	45722
Fortigent Securities Company, LLC	46022
Metcircle Securities LLC	132690
Osage Investments, Inc.	118539

Source: Form D, filed Nov 1, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

IRONWOOD PARTNERS II ENHANCED FUND LLC

Investment adviser: IRONWOOD CAPITAL MANAGEMENT CORP

Gross asset value: $10M
Beneficial owners: 14
ADV minimum commitment: $500K

Reported in Form ADV on Jul 20, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN KASS & CO. WALNUT CREEK, California, United States

Custodian CHARLES, FREDERIC & CO./THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer FORTIGENT SECURITIES COMPANY, LLC. ROCKVILLE, Maryland, United States Related to adviser: No

Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No

Marketer TRESTLE POINT, LLC LAWRENCEVILLE, Georgia, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

FORTIGENT SECURITIES COMPANY, LLC.
CRD 46022 · SEC 8-51296

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

TRESTLE POINT, LLC
CRD 138494 · SEC 8-67165

Filing source

Form ADV 660657 · Jul 20, 2012 · Schedule D 7.B.(1), fund 805-7924638102

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Frederick Gans	Executive
Jonathan Gans	Executive
N/A Ironwood Capital Management Corporation	Executive
William Mc Clelland	Executive
Alison Sanger	Executive
Nicholas Werner	Executive
Ben Zack	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Ironwood Capital Management Corporation One Market Plaza,Steuart Tower, Ste 2500
San Francisco, CA, 94105