Investment adviser · CRD 107738

GOLDMAN SACHS ASSET MANAGEMENT, L.P.

NEW YORK, NY, United States · Form ADV filed Feb 11, 2022

Regulatory AUM: $1.31T
Client accounts: 80,225
Employees: 1,281
Advisory professionals: 897

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	183	$484,837,869,228	37.0%
Pooled investment vehicles	1,413	$198,137,612,259	15.1%
Insurance companies	162	$179,287,164,035	13.7%
High-net-worth individuals	15,462	$161,655,856,322	12.3%
Retirement plans	135	$132,547,780,281	10.1%
Corporations & businesses	2,307	$96,411,339,336	7.4%
Sovereign wealth & foreign institutions	20	$25,050,611,139	1.9%
Charities	504	$12,104,488,005	0.9%
Individuals	1,142	$11,534,711,523	0.9%
Business development companies	4	$6,318,288,583	0.5%
Other clients	3,010	$1,582,338,794	0.1%
Government entities	Fewer than 5	$609,475,192	0.0%
Other investment advisers	12	$250,359,420	0.0%
Banks & thrifts	Fewer than 5	$27,053,121	0.0%

Filing source

Form ADV 1603386 · Feb 11, 2022 · Item 5.D

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

STATE STREET BANK & TRUST CO.

Custodian · funds reporting this exact name in the selected filing

These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.

Private funds & service providers

501 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

GLOBAL OPPORTUNITIES OFFSHORE LTDHedge Fund$10.4BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Global Opportunities Offshore Ltd

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian HSBC BANK (SAO PAULO) LIMITED SAO PAULO, Brazil Related to adviser: No Other funds reporting this name →

Custodian STATE STREET BANK & TRUST CO. BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Custodian STATE STREET GLOBAL SERVICES KANSAS, Missouri, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

CITIGROUP GLOBAL MARKETS INC.
LEI E57ODZWZ7FF32TWEFA76

STATE STREET BANK & TRUST CO.
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-6824633477
Reported beneficial owners: 139
Minimum commitment: $5M
Form D file number: 021-43319

Form ADV 1603386 · Feb 11, 2022 · Schedule D 7.B.(1)

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

MACRO RELATIVE VALUE LTDHedge Fund$9.17BGross asset value

Search Form D filings →

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Custodian WELLS FARGO N.A. SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422 · LEI 1V8Y6QCX6YMJ2OELII46

STATE STREET BANK & TRUST COMPANY
LEI 571474TGEMMWANRLN572

WELLS FARGO N.A.
LEI KB1H1DSPRFMYMCUFXT09

Fund details & source

Fund ID: 805-1105165808
Reported beneficial owners: 3
Minimum commitment: $1M

Form ADV 1603386 · Feb 11, 2022 · Schedule D 7.B.(1)

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SEPARATE ACCOUNT ICMG SERIES IV A SEPARATE ACCOUNT OF TALCOTT RESOLUTION LIFE INSURANCE COMPANY GS MORTGAGE BACKED SECURITIESOther Private Fund$7.25BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

TALCOTT RESOLUTION LIFE INSURANCE CO ICMG SERIES IV

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-5997089575
Reported beneficial owners: 1
Minimum commitment: $0
Form D file number: 021-41994

Form ADV 1603386 · Feb 11, 2022 · Schedule D 7.B.(1)

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

GSAM MORTGAGEBACKED SECURITIES SUBACCOUNTOther Private Fund$5.9BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

DELAWARE LIFE VARIABLE ACCOUNT H

Fund administrator DELAWARE LIFE INSURANCE COMPANY WALTHAM, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian STATE STREET BANK & TRUST COMPANY KANSAS CITY, Missouri, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

STATE STREET BANK & TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-4939845100
Reported beneficial owners: 0
Minimum commitment: $10M
Form D file number: 021-43074

Form ADV 1603386 · Feb 11, 2022 · Schedule D 7.B.(1)

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

EXCHANGE PLACE LPOther Private Fund · Feeder$5.65BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Exchange Place LP

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS BOSTON, Massachusetts, United States Other funds reporting this name →

Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer ALLIANCEBERNSTEIN L.P. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Marketer ARGENT ADVISORS, INC. MONROE, Louisiana, United States Related to adviser: No Other funds reporting this name →

Marketer ARVEST WEALTH MANAGEMENT LOWELL, Arkansas, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 238

STATE STREET BANK & TRUST COMPANY
LEI 571474TGEMMWANRLN572

ALLIANCEBERNSTEIN L.P.
CRD 108477 · SEC 801-56720

ARGENT ADVISORS, INC.
CRD 112028 · SEC 801-60187

ARVEST WEALTH MANAGEMENT
CRD 42057 · SEC 801-63738

Fund details & source

Fund ID: 805-3891503385
Reported beneficial owners: 1,827
Minimum commitment: $1M
Form D file number: 021-227097

Form ADV 1603386 · Feb 11, 2022 · Schedule D 7.B.(1)

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

VINTAGE VIII LPPrivate Equity Fund$4.92BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Vintage VIII LP

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS BOSTON, Massachusetts, United States Other funds reporting this name →

Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: Yes Other funds reporting this name →

Marketer ICAPITAL SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Marketer MORGAN STANLEY PURCHASE, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 238

STATE STREET BANK & TRUST COMPANY
LEI 571474TGEMMWANRLN572

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

ICAPITAL SECURITIES, LLC
CRD 171061 · SEC 8-69443

MORGAN STANLEY
CRD 149777 · SEC 801-70103

Fund details & source

Fund ID: 805-5715485276
Reported beneficial owners: 1,775
Minimum commitment: $1M
Form D file number: 021-340399

Form ADV 1603386 · Feb 11, 2022 · Schedule D 7.B.(1)

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

VINTAGE VII LPPrivate Equity Fund$4.48BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Vintage VII LP

Auditor PRICEWATERHOUSECOOPERS BOSTON, Massachusetts, United States Other funds reporting this name →

Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 238

STATE STREET BANK & TRUST COMPANY
LEI 571474TGEMMWANRLN572

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Fund details & source

Fund ID: 805-6121756492
Reported beneficial owners: 1,815
Minimum commitment: $1M
Form D file number: 021-266699

Form ADV 1603386 · Feb 11, 2022 · Schedule D 7.B.(1)

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

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Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Dec 16, 2021 · previous imported filing

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Filing source

Form ADV 1603386 · Feb 11, 2022 · Items 1 & 5

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $1.28T
Non-discretionary: $32.8B

Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

200 WEST STREET
NEW YORK, NY, 10282, United States

CRD 107738

Filing source

Form ADV 1603386 · Feb 11, 2022 · Items 1 & 5

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.