Form D · Other Investment Fund

Exchange Place LP

New York, NY · CIK 0001623075

Offering snapshot reported Oct 28, 2019 · SEC filing

Reported sold: $2.1B
Investors reported: 1,068
Minimum accepted: $0
First sale: Oct 13, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,266,712,216 → $2,103,335,494
Reported investors604 → 1,068

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 28, 2019	Amendment	$2,103,335,494	$836,623,278vs Oct 26, 2018	1,068	SEC filing
Oct 26, 2018	Amendment	$1,266,712,216	$109,882,761vs Oct 26, 2017	604	SEC filing
Oct 26, 2017	Amendment	$1,156,829,455	$492,082,665vs Oct 26, 2016	548	SEC filing
Oct 26, 2016	Amendment	$664,746,790	$187,571,142vs Oct 26, 2015	318	SEC filing
Oct 26, 2015	Amendment	$477,175,648	$389,354,175vs Oct 24, 2014	204	SEC filing
Oct 24, 2014	Initial	$87,821,473	No comparison	30	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $24.8M (estimated)
Finders' fees: $0
Form D file number: 021-227097

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Goldman Sachs & Co. LLC	361
Merrill Lynch, Pierce, Fenner & Smith Incorporated	7691
BB&T Scott & Stringfellow	142785
Benjamin F. Edwards & Co.	146936
Cambridge Investment Research, Inc.	39543
Commonwealth Equity Services, Inc. dba Commonwealth Financial Network	8032
LPL Financial LLC	6413
Morgan Stanley Smith Barney LLC	111937
Raymond James & Associates Inc.	705
Robert W. Baird & Co.	8158
S F Sentry Securities, Inc.	27432
Sterne, Agee, and Leach, Inc.	791
Twenty First Securities Corporation	14461
Snowden Account Services, Inc.	149794
UBS Financial Services Inc.	8174
Western International Securities, Inc.	39262
Charles Schwab & Co., Inc.	5393
National Financial Services, LLC	13041
FSC Securities Corporation	7461
Harbor Investment Advisory, LLC	151085
RBC Capital Markets, LLC	31194
Royal Alliance Associates, Inc.	23131
SagePoint Financial, Inc.	133763
Wells Fargo Advisors Financial Network, LLC	11025
Wells Fargo Bank, N.A.	165024
Woodbury Financial Services, Inc.	421
Citigroup Global Markets Inc.	7059
First Republic Investment Management, Inc.	108559
Stifel Nicholas & Company, Incorporated	793
Sanford C. Bernstein & Co., LLC	104474
Axa Advisors	6627
Lara, May & Associates, LLC	145589
Northern Trust Securities, Inc.	7927
Seaport Securities Corp.	8330

Source: Form D, filed Oct 28, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.

Matched by reported Form D file number

EXCHANGE PLACE LP

Investment adviser: GOLDMAN SACHS ASSET MANAGEMENT, L.P.

Gross asset value: $7.62B
Beneficial owners: 1,528
ADV minimum commitment: $1M

Reported in Form ADV on Aug 21, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) L.L.C. NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer ALLIANCEBERNSTEIN L.P. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Marketer ARGENT ADVISORS, INC. MONROE, Louisiana, United States Related to adviser: No Other funds reporting this name →

Marketer ARVEST WEALTH MANAGEMENT LOWELL, Arkansas, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

ALLIANCEBERNSTEIN L.P.
CRD 108477 · SEC 801-56720

ARGENT ADVISORS, INC.
CRD 112028 · SEC 801-60187

ARVEST WEALTH MANAGEMENT
CRD 42057 · SEC 801-63738

Fund asset history · 5 annual observations

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Fiscal year	Gross assets	Beneficial owners	ADV filed
2021	$7,255,719,307	1,819	Mar 31, 2022
2022	$5,918,579,224	1,788	Mar 31, 2023
2023	$6,865,894,982	1,752	Mar 28, 2024
2024	$7,611,785,539	1,670	Mar 31, 2025
2025	$7,624,963,267	1,528	Mar 31, 2026

Filing source

Form ADV 2125383 · Aug 21, 2026 · Schedule D 7.B.(1), fund 805-3891503385

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Raanan Agus	Executive
Steven Barry	Executive
James Barry	Executive
Jason Cirrito	Executive
Dirk Degenaars	Executive
Joseph Di Maria	Executive
Philip V. Giuca	Executive
John Lanza	Executive
Scott Mc Hugh	Executive
Kristin Olson	Executive
David Plutzer	Executive
Tunde Reddy	Executive
Carmine L. Rossetti	Executive
Dylan Sherwood	Executive
Abbas Tahir	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

200 West Street
New York, NY, 10282-2198
Phone: 212-902-1000